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30 Mar 2010, 10:34 am by Kurt J. Schafers
NASD Rule 9520.In order to avoid this result, the NASD requested that the Securities Exchange Commission Staff not recommend enforcement action to the Commission under Exchange Act Section 15A(g)(2) or Rule 19h-1(a) for those persons subject to the new definition of disqualification until the NASD could update and improve its eligibility proceedings to address the changes to the definition of statutory disqualification. [read post]
28 Jul 2023, 5:41 am by Bob Kraft
Now, let’s explore the five essential cybersecurity tips that every lawyer should follow. 1. [read post]
12 Sep 2022, 7:15 am by Kyle Persaud
A trust is a legal entity where one party (the trustee) controls property for the benefit of another (the beneficiary.) [read post]
13 Dec 2018, 6:00 am by Yosie Saint-Cyr
Restoring Trust, Transparency and Accountability Act, 2018 (Bill 57) On December 6, 2018, the Restoring Trust, Transparency and Accountability Act, 2018 (Bill 57) received Royal Assent. [read post]
10 Feb 2023, 10:59 am by Arianna Morseau
The fellow will research and prepare a self-help guide for allottee interest holders to organize themselves and develop the allotment by forming an organization or family trust (entity) to make decisions on behalf of a majority of the interest holders. [read post]
4 May 2021, 6:13 am by Shannon O'Hare
Notice by a bailiff (huissier) is no longer required for transfers under credit agreements entered into post-1 October 2016. [read post]
9 Jan 2019, 12:02 pm by Cynthia Marcotte Stamer
Stamer is nationally and internationally recognized for her work assisting businesses, governments, and other entities to develop, implement, administer and defend pragmatic strategies for dealing with employment and other workforce and related compensation, employee benefit,  performance management and internal controls, insurance, health care and finance concerns to manage risk, operations and other business objectives. [read post]
21 Dec 2008, 4:57 pm
Balance sheet leverage ratios of 30:1 or 40:1 are ancient history. [read post]
22 Jan 2014, 8:54 pm by Kelly Phillips Erb
Remember that your preparer must have a PTIN (see again #1). [read post]
27 Mar 2024, 3:39 pm by Guest Author
CFPB, Justice Kagan accused the majority of deploying an “anti-power-concentration principle” to declare the agency’s single-director structure unconstitutional.[2] She then quipped, without citation, that “[i]f you’ve never heard of a statute being struck down on that ground, you’re not alone. [read post]
19 Feb 2013, 2:38 pm by LindaMBeale
 And none of this is good for the economy or good for the taxpayers not in "the 1%". [read post]
19 Sep 2012, 1:39 pm by Russell S. Whittle Esq. MSCC
In an effort to avoid jeopardizing the settlement and to achieve compliance with the provisions of the MSP, the plaintiff and defendant jointly filed a motion for Declaratory Judgment seeking (1) approval of the settlement, (2) a declaration that the interests of Medicare are adequately protected by setting aside a sum of money to fund Mr. [read post]
15 Jun 2020, 11:27 am by A. Rose Stern and Rodger A. Heaton
Sixth, with regard to mergers and acquisitions (M&A,) the guidance affirms two features as elements of a well-designed compliance program: (1) comprehensive due diligence of a target, and (2) a process for timely and organized remediation of deficiencies and integration of the new entity into the company’s compliance program, post-M&A. [read post]
21 Feb 2011, 2:17 pm by Randall Reese
P. 2002(a)(2) and 9006(c) and Local Rule 9006-1 to Shorten the Notice Period and Approving Form and Manner of Notice With Respect to Hearing on the Sale and Bid Procedures and Administrative Relief Set Forth in the Debtors' Motion, Pursuant to 11 U.S.C. [read post]
  The Factsheet recommends that organizations:  (1) prioritize high-impact systems, industrial control systems (“ICS”), and systems with long-term confidentiality needs; (2) identify and develop plans to address quantum-vulnerable cryptography in custom-built technologies, which the Factsheet asserts will likely require the most effort to make quantum-resistant; and (3) engage with vendors to ensure both commercial-off-the-shelf (“COTS”) and… [read post]