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17 Oct 2019, 10:29 am by Staff Attorney
  From March 2007 until August 2013 Hobson was registered with Next Financial Group, Inc. [read post]
16 Oct 2019, 10:38 am by Staff Attorney
  From December 2013 until November 2015 Peggs was associated with Planmember Securities Corporation. [read post]
14 Oct 2019, 11:57 am by Staff Attorney
  From July 2008 until September 2014 Kajouras was associated with Spartan Capital Securities, LLC. [read post]
12 Oct 2019, 8:04 am by Staff Attorney
  According to BrokerCheck records, Stow is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Raymond James & Associates, Inc. [read post]
9 Oct 2019, 2:05 am by INFORRM
Background Following the seminal case of Google Inc v Vidal-Hall [2015] EWCA Civ 311, this is the second significant piece of litigation arising from Google’s use of the so-called “Safari Workaround” in 2011-2012. [read post]
8 Oct 2019, 4:51 am by John Jascob
UBS Financial Services, Inc. (19-249): Whether the grant of an employee stock option is a “sale” of a security under the Securities Act of 1933.Isaacson/Weaver Family Trust v. [read post]
8 Oct 2019, 4:07 am by Edith Roberts
” Yesterday, the court issued additional orders from its conference last Friday; the justices denied New York City’s request that New York State Rifle & Pistol Association Inc. v. [read post]
7 Oct 2019, 6:04 am by Staff Attorney
In July 2019 a customer complained that Crosson violated the securities laws by alleging that the risks associated with purchasing Castle Brands stock was misrepresented. [read post]
4 Oct 2019, 6:14 am by Rebecca Tushnet
  LAH secured a preliminary injunction limiting defendants to fair use of the mark to describe Picciolini’s former work. [read post]
4 Oct 2019, 3:00 am by Jim Sedor
Collins pleaded guilty to two of eight counts he was charged with: conspiracy to commit securities fraud and false statements to the FBI. [read post]
3 Oct 2019, 6:37 am by Staff Attorney
The law offices of Gana Weinstein LLP are currently investigating claims against broker Jeffrey Poosch (Poosch), currently associated with Summit Brokerage Services, Inc. [read post]
3 Oct 2019, 6:36 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating broker Marilyn Zehntner (Zehntner), currently associated with Rhodes Securities, Inc. [read post]
2 Oct 2019, 12:06 pm by Cindy Cohn
  We appreciate that so many strong and varied organizations were able to come forward and stand with us in this case. [read post]