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15 Aug 2013, 12:48 pm by James Hamilton
Section 214(c) provides that taxpayers shall bear no losses from the exercise of any authority under Title II.Rep. [read post]
18 Jul 2013, 6:04 am by Doug Cornelius
The SEC clearly states in the release that failure to comply will not result in loss of the 506(c) offering. [read post]
17 Jul 2013, 2:29 pm by Michael Froomkin
The hot legal paper of the moment is undoubtedly The Economic Value of a Law Dregree by Michael Simkovic and Frank McIntyre who are respectively a law professor and professor of finance. [read post]
16 Jul 2013, 5:05 pm by Alexander J. Davie
The SEC originally proposed rule amendments to implement Section 926 of the Dodd-Frank Act on May 25, 2011. [read post]
15 Jul 2013, 5:16 pm by Alexander J. Davie
In the same meeting, the SEC issued a final rule implementing the proposed “bad actor” rule pursuant to the Dodd-Frank Act, about which I have previously expressed some concerns (as well as the Angel Capital Association). [read post]
12 Jul 2013, 6:00 pm
In addition, the SEC amended Rule 506, as required by the Dodd-Frank Act, to disqualify felons and other bad actors from being able to rely on Rule 506. [read post]