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5 Feb 2013, 7:30 am by assoulineberlowe
As Director of Government Relations for Castle & Cooke, Inc., Carl managed the international public affairs function; named “one of corporate America’s most effective. [read post]
31 Mar 2015, 1:53 am by INFORRM
In Vidal-Hall v, Google Inc ([2015] EWCA Civ 311) the Court of Appeal dismissed Google’s appeal from the decision of Tugendhat J in which he declined to declare that the English court did not have jurisdiction to hear data protection and misuse of private information claims brought against it. [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
18 Jul 2014, 10:40 am by nedaj
According to the IRS FBAR Reference Guide, foreign hedge funds and private equity funds are generally not reportable on the FBAR. [read post]
17 Jun 2022, 6:27 am
Securities and Exchange Commission, on Thursday, June 16, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, Retail investors, SEC, Securities regulation [read post]
22 Oct 2021, 6:20 am
Posted by Alberto Manconi (Bocconi University), on Monday, October 18, 2021 Tags: Agency costs, Information asymmetries, Information environment, Insurance, Securities litigation, Settlements Preparing for Potential Updates to HCM & Board Diversity Disclosure Requirements Posted by Sophia Hudson, Kirkland & Ellis LLP, on Monday, October 18, 2021 Tags: Board composition, Boards of… [read post]
21 Jan 2022, 6:28 am
White (Vanderbilt University), on Wednesday, January 19, 2022 Tags: Disclosure, ESG, Form 10-K, Human capital, Labor markets, SEC, Securities regulation Letter to CEOs Posted by Larry Fink, BlackRock, Inc., on Wednesday, January 19, 2022 Tags: Asset management, Climate change, ESG, Index funds, Institutional Investors, Proxy voting, Shareholder… [read post]
17 Jun 2022, 6:27 am
Securities and Exchange Commission, on Thursday, June 16, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, Retail investors, SEC, Securities regulation [read post]
27 Jul 2018, 9:26 am by Green, Schafle & Gibbs
The firm failed to enforce its WSPs regarding non-traditional ETFs in several respectsCapitol Securities Management, Inc. [read post]
31 Oct 2019, 4:19 am by Andrew Lavoott Bluestone
Anthony, in his capacity as office manager, deposited the funds at Signature into an escrow account entitled “Galasso Langione LLP as Escrow Agents for Stephen Baron” (hereinafter the Baron escrow account). [read post]
20 Jul 2015, 3:31 am by Peter Mahler
While I’m a fan of such forced buybacks, I’m less wild about buyback provisions that reduce the amount to be paid for the equity interest of a non-controlling owner whose termination is for cause. [read post]
3 Mar 2010, 1:34 pm by WIMS
"       Access the hearing website and links to all testimony and a webcast of the hearing (click here).Waste Information & Management Services, Inc. [read post]
22 Mar 2024, 6:30 am
Thomas, Willkie Farr & Gallagher LLP, on Thursday, March 21, 2024 Tags: Climate change, Climate Disclosure, GHG, Registration statements, scope 1 disclosures, scope 2 disclosures, scope 3 disclosures, SEC Corporate Culture Homogeneity and Top Executive Incentive Design: Evidence from CEO Compensation Contracts Posted by Dennis Campbell (Harvard Business School), Ruidi Shang (Tilburg University), and Zhifang Zhang (Warwick Business School), on Thursday, March 21, 2024 Tags: CEO compensation,… [read post]
2 Jan 2012, 7:43 pm by Kevin Funnell
There is little sign that OREO levels will decline anytime soon, says Steven Sandler, chief executive of Crosswind Capital LLC, a private-equity firm that buys distressed assets. [read post]