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29 Mar 2023, 11:15 am
Much has been made of the 2018 “regulatory relief” legislation that weakened Dodd-Frank Act strictures on banks, of SVB executives’ lobbying for deregulation, and the F [read post]
10 Jun 2011, 9:00 am
Frank, this broad requirement would move the regulations beyond the intent of the legislative language and have the unintended consequence of subjecting many banks and bank personnel to onerous regulation regardless of whether they provide the type of advice that would warrant regulation under Dodd-Frank. [read post]
29 Sep 2011, 5:53 pm
More SmartMoney: Consumers, Banks Face Off Over Fees As banks were lobbying against some provisions of last year’s Dodd-Frank financial-reform legislation, they warned that the new rules would force them to raise fees on some products, hitting consumers with higher costs. [read post]
2 Jul 2012, 7:45 am
This supervision is an extension of the CFPB’s bank supervision program that began last July and will ensure that banks and nonbanks follow federal consumer financial laws. [read post]
4 Jun 2018, 9:30 pm
Credit reporting agencies did not oppose the provision in the Dodd-Frank reform legislation. [read post]
24 Aug 2012, 12:30 am
Too Many Cooks in eDiscovery – Also Posted on frank! [read post]
21 Sep 2012, 4:32 pm
The bill also no longer has “blanket exemptions” to its definition of a municipal advisor, including the categorical language stating that broker-dealers, banks, and municipal securities dealers are not municipal advisors. [read post]
18 Oct 2010, 10:04 am
Since OTC derivatives also fall within the remit of other regulators and central banks, coordination and cooperation with other standard setters and relevant authorities will be an important dimension of the Task Force’s work. [read post]
27 Jun 2017, 5:34 am
The case below turned on Dodd-Frank Act's definition of a "whistleblower. [read post]
3 Jan 2012, 3:54 am
The Dodd-Frank Act, passed after the crisis, offers whistleblowers strong protections from retaliation and bounties of up to 30% of awards resulting from their tip-offs. [read post]
29 May 2015, 6:00 am
Most of the clawback policies have been implemented in response to the Dodd-Frank financial legislation of 2010 that requires public companies to adopt clawback policies to protect shareholder interests. [read post]
23 Jul 2020, 8:30 am
The proposed National Banking Commission would house the OCC, the FDIC, and the NCUA. [read post]
2 Nov 2010, 7:47 pm
Pepper Hamilton LLP recently issued a client alert that discusses the effect of the Dodd-Frank Wall Street Reform and Consumer Protection Act on industrial banks, credit card banks, and trust banks. [read post]
11 Jul 2011, 1:02 am
" "On plaintiff HSBC's deadline day, January 7, 2011, the 60th day after issuing my November 8, 2010 decision and order, plaintiff's counsel, Frank M. [read post]
29 Jan 2008, 7:21 am
Then, in the nick of time, Bank of America swooped in, announcing on January 10 that it had agreed to buy Countrywide for $4.1 billion. [read post]
16 Jan 2018, 3:47 pm
In response, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203; the Dodd-Frank Act), and regulators strengthened rules under existing authority. [read post]
1 Aug 2014, 3:39 am
” The UK regulatory agencies had undertaken a review of the possibility of providing financial incentives for whistleblowers at the request of the Parliamentary Committee on Banking Standards. [read post]
17 Jun 2016, 6:05 am
Krug, University of Washington School of Law, on Monday, June 13, 2016 Tags: Asset management, Boards of Directors, Dodd-Frank Act, Financial regulation, Fund managers, Investment advisers, Investment Company Act, Investor protection, Mutual funds, Oversight Tilton: Constitutional Challenge to SEC Administrative Proceedings Posted by Jason M. [read post]
23 May 2012, 7:52 pm
Despite purportedly dramatically more stringent oversight, as mandated by the Dodd-Frank act, it’s “Deja Vu all over again” (to quote Yogi Berra) on Wall Street. [read post]
3 Jun 2010, 1:27 pm
Some in more straight up corporate law, some in banking, some in administrative law, and there's teachers of WTO law and public international law involved as well. [read post]
