Search for: "In Re Hedges" Results 1861 - 1880 of 2,370
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18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
16 Jul 2009, 8:00 am
Perhaps between the healthcare debate and the Sotomayor confirmation hearings, regulating hedge funds just didn’t rank. [read post]
13 Jul 2009, 1:40 pm
The SEC announced fraud charges and an asset freeze against a Highland Park, IL-based hedge fund manager and his firm for facilitating a multi-billion dollar Ponzi scheme operated by Minnesota businessman Thomas Petters. [read post]
13 Jul 2009, 11:31 am
We're in a "State of Peril" Hochberg states that Illinois, in particular, is in a state of peril not seen for decades. [read post]
9 Jul 2009, 11:36 am
Hedge Fund Performance: Performance to May 2009: Hedge Fund Outlook: Generally, the outlook for hedge fund strategies is very positive. [read post]
8 Jul 2009, 2:39 pm
Treasury and Fed Name Lucky Hedge Fund Managers The Treasury and the Fed just announced the hedge fund management companies which will be participating in the first round of the PPIP. [read post]
8 Jul 2009, 11:56 am
I'm not convinced that a condition of license would have better adherence than the same as a provision of the law Alliance (Reynolds) - Knowing something is against the law is different from abiding by it, or hedging your bets that a small time producer isn't going to fight a big player ISP on the issue. [read post]
8 Jul 2009, 11:43 am by velvel
At least Cohmad, and perhaps others, was paid commission strictly on the basis of a customer’s cash in minus his cash out (the same way, I gather, that SIPC is calculating net equity), not on the basis of the total amount in the customer’s account, including profits, which is the customary basis on which mutual funds and hedge funds are paid. [read post]
8 Jul 2009, 12:00 am
The spiral continues as the WSJ takes a look at how small and mid-sized firms are taking away business from the BigLaw dinosaurs: John Quinn, a founder of Quinn Emanuel Urquhart Oliver & Hedges, LLP, a 400-lawyer business-litigation firm based in Los Angeles, acknowledges there's been something of a switch to small firms. [read post]
2 Jul 2009, 9:58 am
If I wanted to learn about likely directions in finance and hedge funds, I might visit Penn's Wharton. [read post]
30 Jun 2009, 2:28 pm
We're going to level the playing field for consumers. [read post]
27 Jun 2009, 5:40 pm
After being taking advantage of once by the investment industry, make sure you're not making mistake number two. [read post]
26 Jun 2009, 12:26 pm
Once again, we're together discussing challenges facing our financial system and possible solutions. [read post]
17 Jun 2009, 9:50 pm
The firm is thriving now, with a top-ranked practice in hedge fund work. [read post]
16 Jun 2009, 4:59 pm
I liked both parts,but I must say I found this back-story more absorbing in that it offers the best account I've ever read of just what it is people do in a big bank (and note to self, go back and read Cohan's earlier book about Lazard Frères, the investment bank.If there is a central villain in the piece, I suppose it is Ralph Cioffi, who structured the hedge funds that loaded up on subprime--the collapse of which funds led to the ultimate… [read post]
16 Jun 2009, 7:38 am
Investors told Reuters that they are getting more promotional material from hedge funds than ever before, as funds seek to replenish assets withdrawn or lost because of negative performance during the financial crisis. [read post]
15 Jun 2009, 9:24 pm
NASAA Requests Comments on Proposed Changes Form U4 is the form used by Investment Advisory firms to register investment advisor representatives with their firm. [read post]
15 Jun 2009, 9:05 pm
Washington, DC 20581 Re: National Futures Association: Eligibility for Membership: Proposed Amendments to NFA Bylaw 301(a)(iii) Dear Mr. [read post]