Search for: "In Re Securities and Exchange Commission"
Results 1861 - 1880
of 2,834
Sorted by Relevance
|
Sort by Date
25 Mar 2014, 8:03 pm
Some investors and taxpayers took matters into their own hands – among them, the Winklevoss twins (yes, the ones from Facebook) who made up their own rules when they filed with the Securities and Exchange Commission for their Winklevoss Bitcoin Trust. [read post]
6 Sep 2011, 2:24 pm
” In May, Shelby and 43 other Republican senators sent a letter to President Obama vowing to block any nominee unless the bureau was restructured with a board of directors, akin to the Securities and Exchange Commission, and was funded via the appropriations process. [read post]
1 Aug 2019, 12:08 pm
Where the lender is from a country which has neither a double-tax treaty with the Czech Republic nor a tax information exchange agreement, a 35 per cent withholding tax applies. [read post]
8 Nov 2023, 9:56 am
The AMLA fortified existing laws, such as the Bank Secrecy Act (BSA), as well as a somewhat anemic whistleblowing program, to align it more closely with the highly-successful Securities and Exchange Commission (SEC) whistleblower program. [read post]
10 Sep 2010, 5:39 am
Katz is a former senior counsel in the enforcement division of the Securities and Exchange Commission, where she served from 1990 to 1998. [read post]
12 Jun 2010, 6:24 am
Cette entreprise cotée à New York (voir ici rapport présenté devant la Securities Exchange Commission), Francfort et Toronto a pu réactiver une concession qui avaient été octroyée par le Panama par un contrat-loi en 1997 (Ley 9 de 1997) mais qui était restée sous-appliquée en raison des bas prix de minéraux dans le marché. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
14 Feb 2012, 2:33 pm
In addition to creating the CFPB and the FIO, Dodd-Frank directed the Securities and Exchange Commission (SEC) to study the need for a new, uniform, federal fiduciary standard of care for broker-dealers and investment advisers and to apply such a uniform standard if it deemed necessary. [read post]
7 Jan 2012, 8:29 am
Who wins this particular exchange? [read post]
11 Dec 2009, 4:56 am
However, e-STOP is not tailored to restrict only â€" or even primarily â€" speech that may be related to the commission of such crimes. [read post]
24 May 2016, 2:11 pm
Both attacks consisted of car bombs and suicide attackers, and the attack on the hospital in Jableh was especially deadly, killing three doctors and nurses while also placing the hospital out of commission. [read post]
8 Jul 2016, 12:40 pm
Privacy Shield framework cleared a final hurdle today, passing the European Commission. [read post]
4 Jan 2018, 10:59 am
The hotly-debated EU e-Privacy Regulation, when finalized, also will require companies to re-evaluate their practices for cookies, direct marketing, and other online marketing practices. [read post]
9 Aug 2018, 9:30 pm
Securities and Exchange Commission (SEC) adopted amendments to its regulations of alternative trading systems (ATS)—trading platforms not required to register as “exchanges”—that trade National Market System (NMS) stocks. [read post]
21 May 2012, 9:05 pm
For the record, the plaintiffs are alleging the following: The investors claim that the group made false and misleading statements about Gulf’s finances, withheld relevant business and financial information, and engaged in accounting fraud in its filings with the Securities and Exchange Commission. [read post]
24 Feb 2012, 7:00 am
The Commission has also sued Levan for direct violations of Section 13(b)(5) of the Exchange Act. [read post]
17 Jul 2017, 1:26 pm
Securities an Exchange Commission (SEC). [read post]
20 Aug 2015, 7:11 am
Dax White is the managing partner of the White Law Group, a national securities, fraud securities, arbitration, and investor protection law firm. [read post]
24 Nov 2015, 1:21 pm
Dax White is the managing partner of the White Law Group, a national securities fraud, securities arbitration and investor protection law firm with at offices in Chicago, Illinois and Vero Beach, Florida. [read post]
