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2 May 2024, 12:35 pm
RBC Capital Markets (CRD#: 31194/SEC#: 801-13059,8-45411), a dual registered broker dealer and registered investment advisory firm, is headquartered in New York, NY. [read post]
20 Jun 2011, 4:47 am
In 2003, the New York State Attorney General charged a hedge fund with market-timing trading in certain Janus mutual funds. [read post]
13 Jan 2008, 10:14 pm
"Now comes evidence of a global economic slide.In an article entitled "L'or flambe et affirme son rôle de valeur refuge (Gold Catches Fire and Reaffirms Its Role As a Value Refuge)," Le Monde reports that the price of an ounce of gold has just reached record highs of $900.10 on the New York Exchange, $898 in Hong Kong, and $897.90 in London. [read post]
14 Jul 2008, 11:30 am
Second, the standard of value in estate tax cases such as Jelke is fair market value as opposed to the fair value standard specified by New York’s buyout statute. [read post]
21 Aug 2019, 9:46 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
8 Feb 2019, 12:24 am
However, while a spokesman for the large L.A. marijuana venture noted the New York Stock Exchange is hesitant to invest anything until the market is fully legal, he noted that the industry as a whole is growing by 25 to 30 percent a year. [read post]
30 Jun 2015, 5:23 pm
Another 17 suits were filed in the Southern District of New York, representing about 19% of all of the year to date filings. [read post]
12 Jun 2014, 11:25 am
Aphelion Fund Management, an investment firm located in New York that acts as the investment advisor and general partner for two unregistered hedge funds, has been found complicit in the fraud charges leveled against two of its executives. [read post]
15 Oct 2013, 1:27 am
Many of the claims of putative class members who purchased BP ADSs on the New York Stock Exchange survived the dismissal motion. [read post]
21 Nov 2011, 9:45 am
The plaintiffs simultaneously filed another action against the Federal Reserve Bank of New York in federal court in Manhattan, for breach of fiduciary duty. [read post]
29 Jun 2007, 10:04 am
As part of this process, the commission also is reviewing a proposed New York Stock Exchange rule to bar brokers from casting uninstructed shares in board elections. [read post]
19 May 2011, 3:14 am
The walk, during which Strauss-Kahn was escorted by NYPD detectives, took place prior to his arraignment the following day for the alleged sexual assault and attempted rape of a maid at the Hotel Sofitel in New York. [read post]
23 Sep 2011, 5:21 am
The court did not expressly address the subpoena served on Bank of New York. [read post]
13 Jun 2008, 3:36 pm
The public pension funds of New York City also have holdings in CSX, but reported that the city comptroller's office, which controls the funds, has not yet taken a position. [read post]
13 Apr 2007, 1:12 am
Suit Over Merger Proceeds Against NYSE Head
New York Law Journal
A Manhattan judge has declined to dismiss fraud and breach of fiduciary duty allegations against John Thain, the chief executive officer of the New York Stock Exchange, by a former seatholder of the exchange. [read post]
14 Jul 2008, 6:01 am
New York Stock Exchange composite trading Thursday. [read post]
18 May 2017, 6:54 am
A federal appeals court in New York dismissed FTI Consulting, Inc. [read post]
26 Jul 2010, 5:59 pm
Antar Updates: Crain's New York Business: Defense firm offers novel description of earnings by Aaron Elstein But eagle-eyed accountant Sam Antar, former chief financial officer at electronics retailer Crazy Eddie, points out that things aren't quite as rosy as Comtech made them appear. [read post]
4 Sep 2012, 9:12 pm
Knight Vinke Asset Management, a New York firm and another prominent Xstrata shareholder has also come out against the takeover bid. [read post]
14 Nov 2019, 6:14 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
