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25 Jul 2012, 12:09 pm
Likewise, the shares of a co-op are not deemed to be securities for purposes of The Securities Act of 1933 and The Securities Exchange Act of 1934. [read post]
The NonMaterial Android in the Henhouse: Can the EC Trust Google to Actually Implement a Settlement?
25 Jul 2012, 10:34 am
That’s the good news. [read post]
23 Jul 2012, 10:20 am
The New York Stock Exchange Commission on Corporate Governance believes that proxy advisory firms should be held to appropriate standards of transparency and accountability, and recommends that the Securities and Exchange Commission should study these firms for their impact on corporate governance and behaviour. [read post]
22 Jul 2012, 9:49 pm
Lerner is also known in New York and Florida for his spots on an AM radio station. [read post]
22 Jul 2012, 4:58 pm
The terms of the Agreements were ultimately incorporated into final judgments filed by consent in a New York court (the “Judgments”). [read post]
18 Jul 2012, 2:09 am
Chinese education company New Oriental, which is listed in the U.S. on the New York Stock Exchange (NYSE: EDU), included this little bomblet in a July 17 earnings press release: On July 13, 2012, the Company was informed that the U.S. [read post]
17 Jul 2012, 5:19 am
The BATS Exchange, which is only now going to start listing company stocks (currently it is just a trading venue), has proposed to the SEC that they mirror the New York Stock Exchange, NYSE AMEX and Nasdaq in requiring companies that complete reverse mergers with SEC reporting shell companies to trade in the over-the-counter markets (or another national exchange) for one full fiscal year before being permitted to “uplist” to… [read post]
16 Jul 2012, 1:57 pm
Although in 2010, Whitestone REIT began trading on the New York Stock Exchange, it is still trading at substantially less than the amount most people paid for their shares. [read post]
16 Jul 2012, 1:57 pm
Although in 2010, Whitestone REIT began trading on the New York Stock Exchange, it is still trading at substantially less than the amount most people paid for their shares. [read post]
15 Jul 2012, 8:14 am
LLC in New York and Yoann Lhonneur, international consultant and managing partner at VELHON Partners. [read post]
11 Jul 2012, 8:59 am
| Why Manchester United wants to list on the New York Stock Exchange. [read post]
10 Jul 2012, 6:41 am
The New York Times reports that in April the average daily trades in American stocks on all exchanges stood at nearly half of its peak in 2008: 6.5 billion compared with 12.1 billion shares. [read post]
8 Jul 2012, 5:28 am
The new, unified official exchange rate was working, and most people I met were exchanging their currency at the local banks rather than with the black market moneychangers. [read post]
7 Jul 2012, 12:29 pm
(See also Willy Forbath’s recent Op-Ed entitled “Workingman’s Constitution” in The New York Times). [read post]
6 Jul 2012, 3:26 pm
The Securities and Exchange Commission has approved a controversial pilot proposal from the New York Stock Exchange that will result in some stock trades being diverted away from the traditional exchange. [read post]
4 Jul 2012, 5:00 am
Instead, the Agency left the matter to the stock exchanges. [read post]
3 Jul 2012, 11:04 am
He is A French attorney admitted to practice in France and New York. [read post]
29 Jun 2012, 9:15 am
Shares in the software services provider popped 32 percent above their offer price when they began trading on the New York Stock Exchange on Friday, capping off the first week of new United States stock sales since Facebook's botched I.P.O. [read post]
29 Jun 2012, 9:15 am
Shares in the software services provider popped 32 percent above their offer price when they began trading on the New York Stock Exchange on Friday, capping off the first week of new United States stock sales since Facebook's botched I.P.O. [read post]
28 Jun 2012, 12:55 pm
While the powers that be are often slow to admit self-evident truths, the CEO of the New York Stock Exchange actually admitted that investors have lost faith in the financial marketplace in testimony before Congress (See “NYSE CEO: Public Has Lost Trust in Market”). [read post]
