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22 Sep 2015, 9:35 am
On September 8, 2015, Lax & Neville LLP, a leading national securities arbitration law firm, won a FINRA arbitration award on behalf of a trader, Gontran de Quillacq, against HSBC Securities (USA) Inc. [read post]
25 Jan 2010, 11:52 am
Some other strange tidbits include that Gekko's estranged daughter will be the love interest of the young hero/hedge fund trader Shia La Beouf. [read post]
20 Feb 2009, 3:47 am
Interesting article by Bob Lefsetz on the future of the music business: SpotifyIt's time to stop suing traders (stop the Pirate Bay proceedings post-haste) and recognize that the labels will be saved by the future, which is imminent.I used to comb Limewire and Rapidshare, adding to my collection of often unlistened to MP3s. [read post]
27 Sep 2011, 1:21 am
News cycles have more and more reported on "rogue" traders/professionals. [read post]
1 Jul 2019, 8:07 pm
MSC 104102 60580 6000881 190614-403567 NY, MD 6/26/2019 Green Giant Fresh 10.5 oz. 190617-403954 6/29/2019 Trader Joe’s Trader Joe’s Butternut Squash Spirals 10.5 oz. [read post]
27 Dec 2006, 3:09 pm
According to the Wall Street Journal, traders were getting their stock prices from local data providers instead. [read post]
27 Dec 2010, 3:55 pm
Cho allegedly told investors he was a self-employed securities trader who had a special relationship with Goldman Sachs and could buy discounted shares of well-known companies such as Google, Facebook and Rosetta Stone before their initial public offerings. [read post]
17 Feb 2009, 11:05 am
FERC issued an order February 12 denying approval of an uncontested settlement agreement negotiated between FERC Enforcement Staff and trader Amaranth Advisors. [read post]
8 Jun 2011, 9:46 am
There's a werewolf in the legal industry too busy eating your lunch to hang out at Trader Vic's. [read post]
10 Mar 2011, 10:00 am
In addition to serving as an entirely plausible account of the whole shebang, the lens adopted – telling the story from the perspective of a few different traders who put on a short of the housing bubble – also offers a perspective on what, exactly, it is that people who run money do. [read post]
2 Mar 2008, 3:36 pm
Many professional traders attribute the speed of the recent meltdown to the SEC's decision last year to eliminate the "downtick rule" for short sales. [read post]
27 Dec 2006, 3:18 pm
According to the Wall Street Journal, traders were getting their stock prices from local data providers instead. [read post]
7 Mar 2010, 4:47 am
Marzetti Dressing and Dressing Mix Products - Follow Your Heart, Reser's, Trader Joe's Gravy Mix Products - McCormick Pre-Packaged Meal Products - Follow Your Heart Prepared Salad Products - Reser's Snack and Snack Mix Products - CVS, HK Anderson, Hawaiian, National Pretzel Company, President's Choice, Safeway, Sunflower Markets Soup Mix Products - Castella, Homemade Gourmet Stuffing Products - McCormick Interestingly, the GAO published a Report late last week noting… [read post]
4 Apr 2012, 1:27 pm
FINRA announced that the Hearing Panel also fined DLA's head trader, William Mason, $200,000 and suspended him from the securities industry for six months. [read post]
6 Feb 2015, 5:59 am
The complaints alleged that traders from the banks had used electronic communications to “exchange information on customer orders and agree to trading strategies to manipulate” the forex rates, in violation of U.S. antitrust law. [read post]
29 Jul 2023, 11:18 pm
The Attorney General’s Office released a statement, confirming both are facing charges of money laundering, as part of a high-profile money laundering probe into funds sourced from convicted drug traffickers and contraband traders during the previous presidential campaign. [read post]
6 Feb 2007, 8:55 am
With the growing international market for carbon credits and with the advent of the Kyoto Protocal and the European Union Emissions Tradting Scheme (ETS), investors, brokers, and traders have found a huge market for these credits and significant opportunities in the projects that generate the credits--such as wind energy, biofuels, landfill-gas-to-energy, and energy efficiency. [read post]
11 Nov 2010, 7:54 am
The fraudster allegedly raised money from investors by claiming he was a successful attorney and trader. [read post]
11 Mar 2009, 1:05 am
Good article by Karl Bode in "Broadband" on DSLReports.com:RIAA Just Can't Stop SuingBecause to stop existing cases just wouldn't be fair...04:40PM Monday Mar 09 2009 by Karl BodeThe RIAA was criticized last week for continuing to sue P2P file traders, despite claims that they were turning the page on such heavy-handed tactics. [read post]
12 Oct 2023, 12:33 pm
When Hammer returned from leave, she learned the brand new store did not have a dedicated lactation space. [read post]