Search for: "US SECURITY ASSOCIATES INC" Results 1861 - 1880 of 6,154
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7 Oct 2019, 6:04 am by Staff Attorney
In July 2019 a customer complained that Crosson violated the securities laws by alleging that the risks associated with purchasing Castle Brands stock was misrepresented. [read post]
4 Oct 2019, 6:14 am by Rebecca Tushnet
  LAH secured a preliminary injunction limiting defendants to fair use of the mark to describe Picciolini’s former work. [read post]
4 Oct 2019, 3:00 am by Jim Sedor
Collins pleaded guilty to two of eight counts he was charged with: conspiracy to commit securities fraud and false statements to the FBI. [read post]
3 Oct 2019, 6:37 am by Staff Attorney
The law offices of Gana Weinstein LLP are currently investigating claims against broker Jeffrey Poosch (Poosch), currently associated with Summit Brokerage Services, Inc. [read post]
3 Oct 2019, 6:36 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating broker Marilyn Zehntner (Zehntner), currently associated with Rhodes Securities, Inc. [read post]
2 Oct 2019, 12:06 pm by Cindy Cohn
  We appreciate that so many strong and varied organizations were able to come forward and stand with us in this case. [read post]
Challenges associated with the OPC’s changes of position The OPC’s guidelines, while important and useful tools to interpret PIPEDA, are not legal precedent and therefore may be more freely subject to change. [read post]
30 Sep 2019, 5:41 am by Staff Attorney
  The SEC’s complaint alleges that from July 2015 through July 2018, Conwell and Hoffman raised over $3.3 million from approximately 46 investors through the sale of unregistered GT Media, Inc. securities. [read post]
29 Sep 2019, 5:32 am by Staff Attorney
 From December 2006 to December 2018, Crane was associated with Questar Capital Corporation. [read post]
27 Sep 2019, 9:05 am by Staff Attorney
According to BrokerCheck records financial advisor Michael Sims (Sims), formerly employed by Wedbush Securities Inc. [read post]
27 Sep 2019, 6:00 am
Securities and Exchange Commission, on Friday, September 20, 2019 Tags: Banks, Financial crisis, Financial institutions, Financial regulation, Investor protection, Liquidity, Moral hazard, Securities regulation, Systemic risk, Volcker Rule Trading and Arbitrage in Cryptocurrency Markets Posted by Igor Makarov (London School of Economics) and Antoinette Schoar (MIT), on Saturday, September 21, 2019 … [read post]
26 Sep 2019, 9:10 am by Staff Attorney
The securities lawyers of Gana Weinstein LLP are currently investigating customer complaints against broker John Boatright (Boatright), formerly associated with Newbridge Securities Corporation (Newbridge Securities) out of Duluth, Georgia. [read post]
25 Sep 2019, 10:41 pm by anne
  The resorts ended up in receivership, and Quiros and Stegner were accused of having diverted investor funds, with the assistance of a registered representative at the investment bank of Raymond James & Associates, Inc. [read post]
25 Sep 2019, 3:58 pm by Cynthia Marcotte Stamer
  Employers should keep in mind that employers bear the burden of proof when raising the White Collar or other exemptions as a defense to a minimum wage, overtime, recordkeeping or other FMLA violation.Employers staffing or making use of labor or services provided by employee leasing, temporary staffing, day labor, contractors, or other contingent worker sources also are encouraged to keep in mind the growing aggressiveness by WHD and private litigants in challenging and obtaining… [read post]
25 Sep 2019, 7:07 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating broker Marc Korsch (Korsch), currently associated with Centaurus Financial, Inc. [read post]