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9 Jan 2012, 3:00 am
The Wall Street Journal (Jan. [read post]
7 Jun 2023, 9:01 pm
ENDNOTES [1] See Securities and Exchange Commission, “Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act” (April 11, 2023), available at https://www.sec.gov/securities-topics/dodd-frank-act. [read post]
30 Nov 2010, 11:53 am
cliff on one side of the street and a solid rock wall on the other. [read post]
21 Sep 2012, 6:51 am
On August 22, 2012, the SEC adopted its final rule related to conflict minerals required by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which will require all public companies to implement complex new controls and procedural mechanisms, and in certain cases, conduct supply chain due diligence that could lead to new public disclosures. [read post]
30 Aug 2014, 10:44 am
In 2009, I commented in the Wall Street Journal (“The U.S. [read post]
8 May 2013, 6:23 am
Supreme Court decided that this obscure law should allow corporations to strip injured and violated people of the basic right to go to court, and force them into private, corporate-designed and paid for systems to resolve their disputes. [read post]
12 Aug 2020, 11:50 am
Harris has proposed a financial transaction tax (FTT) on certain Wall-Street trades, including stocks, bonds, and derivatives. [read post]
15 Sep 2015, 9:30 pm
The authors claim that many global financial regulations, including the Dodd-Frank Wall Street Reform and Consumer Protection Act, the European Market Infrastructure Regulation, and the Basel Accords, among other new financial standards, threaten the future of international trading markets. [read post]
30 Apr 2012, 12:49 pm
Magazine and editor of This Changes Everything: Occupy Wall Street and the 99 Percent Movement. [read post]
22 Jan 2010, 6:00 am
This is only slightly less than Wall Street reported as a whole. [read post]
3 Jun 2013, 1:30 am
” As discussed in greater detail in Steve Malanga’s June 1, 2013 Wall Street Journal op-ed column entitled “The Many Ways That Cities Cook Their Bond Books” (here), pension obligation reporting deficiencies are likely to continue to plague local governments, which is an area that the SEC is giving “special scrutiny. [read post]
9 Dec 2022, 6:34 am
Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, December 6, 2022 Tags: Clawbacks, Consumer Protection Act, Dodd-Frank Wall Street Reform, GDPR, legal framework, PIPL, U.S. [read post]
9 Dec 2022, 6:34 am
Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, December 6, 2022 Tags: Clawbacks, Consumer Protection Act, Dodd-Frank Wall Street Reform, GDPR, legal framework, PIPL, U.S. [read post]
8 Aug 2021, 10:58 am
An August 7, 2020 Wall Street Journal article detailing the SEC’s approval of the guidelines notes that critics of the Nasdaq guidelines have “warned that it could be challenged in court. [read post]
21 Nov 2008, 5:00 pm
Fifteen corporate chieftains of large home-building and financial-services firms each reaped more than $100 million in cash compensation and proceeds from stock sales during the past five years, according to a Wall Street Journal analysis. [read post]
22 Dec 2011, 7:13 am
The Association of British Insurers, which had called on FTSE Group to raise the threshold, lauded last week's move, which a spokesman described to The Wall Street Journal as "a welcome step towards addressing our concerns. [read post]
23 Nov 2016, 8:26 am
Their success caused other product sponsors, many with experience in wholesaling non-traded REITs to independent broker-dealers, to team up with Wall Street credit managers and market new BDCs. [read post]
17 Mar 2011, 11:15 am
In an interview with The Wall Street Journal, Mendelsohn shared his views on how the Justice Department’s application of the FCPA will play out under new leadership and his predictions for how an increasingly global fight against corruption will be waged. [read post]
29 May 2009, 5:00 am
Amazingly, despite the devastating losses, these perverse pay incentives remain the rule on Wall Street today, though exceptions are growing. [read post]
14 Jun 2016, 8:09 am
Laura Saunders from the Wall Street Journal notes that they actually take relatively few cases, and these often take over five years to resolve. [read post]
