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28 Jan 2022, 5:47 am
Schwarcz (Duke University), on Tuesday, January 25, 2022 Tags: Bitcoin, Blockchain, Cryptocurrency, Financial regulation, Financial technology, Stablecoins, Systemic risk Cybersecurity and Securities Laws Posted by Gary Gensler, U.S. [read post]
27 Jan 2022, 10:33 am by John Jascob
By Lene Powell, J.D.SEC Chair Gary Gensler intends to move forward in 2022 with regulations on cybersecurity and climate disclosure, but it is not clear he can get rules finalized this year, a conference panel of former SEC officials agreed. [read post]
27 Jan 2022, 7:38 am by Zamansky LLC
According to SEC Chairman Gary Gensler, their main goal is to allow the securities regulator to better understand the operations and strategies of private funds for purposes of gauging their implications for financial stability. [read post]
27 Jan 2022, 3:30 am by John Jenkins
” Unfortunately, Gary Gensler didn’t provide any insight as to the timing of a rule proposal, but it clearly remains on his “to do” list. [read post]
25 Jan 2022, 3:30 am by John Jenkins
It’s no secret that rule amendments to enhance cybersecurity disclosure are on the SEC’s agenda, but in a speech yesterday at Northwestern Law School’s annual Securities Regulation Institute, SEC Chair Gary Gensler provided a little more color as to what public companies might expect to see in a rule proposal. [read post]
24 Jan 2022, 1:48 pm by Brian Chase
America is fascinated and horrified by serial killers in equal measure. [read post]
24 Jan 2022, 1:16 pm by Jon Shazar - Dealbreaker
The post Activist Investing Basically Insider Trading, Sayeth Gary Gensler appeared first on Above the Law. [read post]
24 Jan 2022, 5:00 am by John Jascob
SEC Chair Gary Gensler has indicated that a proposal is in the works, and with a 3-2 majority it is expected he will have the votes to issue the proposal.The study first looked at a 2005 rule change that required companies to include a section in their 10-K to highlight key risks of doing business (Item 1A). [read post]
24 Jan 2022, 2:27 am
Matthew Connolly and Gavin Campbell Black, Defendants-Appellants-Cross-Appellees (United States Court of Appeals for the Second Circuit, 19-CR-3806 / January 27, 2022)SEC Obtains Final Judgment Against Canadian Man Charged with Conducting Fraudulent Trading Scheme (SEC Release)SEC Settles Case Against Gary Pryor and Two Arizona-Based Financial Technology Companies (SEC Release)SEC Charges Tennessee Resident with Fraudulent Misuse of Investor Funds (SEC Release)Ex-UBS broker spent a… [read post]
Prior to Halloween of 2018, Sheriff Gary Long directed two Butts County deputies to place signs in the front yards of 57 registered sex offenders’ homes. [read post]
20 Jan 2022, 10:01 am by Stephen Honig
I have written here, and in my recent article (Fall 2021 issue in Massachusetts InHouse) about the activist agenda of the Democratic-controlled SEC under Chair Gary Gensler. [read post]