Search for: "Christopher Banks"
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29 Aug 2007, 1:25 am
Christopher U.S. [read post]
25 Aug 2007, 9:41 am
" The appeals court also ruled that the law in Indiana, where the bank is located, did not protect the customers either. [read post]
24 Aug 2007, 8:04 am
About 85 percent of exchange-traded securities are held by brokers and banks on behalf of their clients, the SEC has noted in a briefing paper on voting mechanics. [read post]
15 Aug 2007, 4:45 am
Senator Christopher Dodd, who heads the Senate Banking Committee, joined a number of lawmakers and officials of both parties Tuesday in calling on the Bush administration not to side with defendant companies in a Supreme Court case that could determine the fate of a separate Enron lawsuit. [read post]
10 Aug 2007, 1:19 pm
He said that the Banking Committee will monitor closely their progress in this matter. [read post]
10 Aug 2007, 5:38 am
Christopher Halcomb, 45, Cumming, Georgia, a former Atlanta area real estate closing attorney, was sentenced on charges of conspiracy to commit bank, mail and wire fraud, loan application fraud and money laundering. [read post]
9 Aug 2007, 12:13 pm
Senate Banking Committee members, who typically suggest the nominee, were not immediately available for comment. [read post]
8 Aug 2007, 9:16 am
When it comes to protecting investors, the Sarbanes-Oxley Act of 2002 has been successful, Securities and Exchange Commission Chairman Christopher Cox said after the fifth anniversary of the law's passage. [read post]
7 Aug 2007, 5:15 am
The discussion will then conclude by briefly addressing important gaps in the law.Support and Opposition:SEC Chairman Christopher Cox has defended Sarbox as restoring confidence in financial marketsAll previous SEC Chairs have endorsed and defended the lawLeading Fortune 500 CEOs such as Jeffrey Immelt of General Electric and Charles Schwab have defended the lawInstitutional investors and shareholder advisory services have enthusiastically defended the law Accounting firms have praised the… [read post]
3 Aug 2007, 4:59 am
Congressional Interest in Shareholder Access At a Senate Banking Committee hearing on Tuesday, Committee Chair Christopher Dodd (D-Ct.) warned SEC Chairman Cox that he will consider legislation to resolve the question of proxy access if the SEC doesn't adopt access... [read post]
3 Aug 2007, 2:28 am
Aug 02, 2007) (NO. 442, 1098/04) Steven Banks, The Legal Aid Society, New York (John Schoeffel of counsel), and Kaye Scholer LLP, New York (Christopher D. [read post]
1 Aug 2007, 5:33 am
Senate Committee on Banking, Housing and Urban Affairs. [read post]
31 Jul 2007, 11:15 am
Democratic Senate Banking Committee Chairman Christopher Dodd warned this morning that he will consider legislation to resolve the question of proxy access if the Securities and Exchange Commission fails to adopt a rule on director nominations. [read post]
29 Jul 2007, 8:14 pm
" said Christopher Fox, a technology audit consultant who has co-wrote industry guidelines on Sarbanes-Oxley and international banking standards. [read post]
20 Jul 2007, 12:16 pm
Leighton and Wells Fargo Bank, et al. v. [read post]
20 Jul 2007, 6:21 am
Christopher Craig, 35, Auburn, California, pled guilty to bank fraud and was sentenced to 60 months imprisonment followed by five years of supervised release and was ordered to pay $975,000 in restitution. [read post]
15 Jul 2007, 11:43 am
Christopher Bitoy, 19, pleaded guilty to the crimes soon after Faulkner's trial. [read post]
10 Jul 2007, 5:35 pm
Courtesy of Christopher Soghoian [read post]
10 Jul 2007, 8:08 am
Christopher Keller, a partner at Labaton Sucharow & Rudoff, a law firm that represents investors, told the SCAS Alert that the Tellabs ruling is "generally good" for investors because the justices did not adopt a more demanding standard, like that applied previously by the Sixth Circuit. [read post]
29 Jun 2007, 2:23 pm
Indeed, SEC Chairman Christopher Cox recently testified before the U.S. [read post]
