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20 Apr 2008, 1:47 pm
To better "define and confront its challenges", Diamantis identified the following strategic issues as prioritized by NSSTA's Board of Directors:Factoring Advocacy and marketing Professionalism Governance and communication Diamantis introduced the following new Directors, elected by NSSTA's voting members, to replace retiring NSSTA Board members Jeff Bowers, John Roeser, and J.P. [read post]
15 Oct 2021, 9:54 am by The White Law Group
 He was reportedly associated with the following firms during his career in the securities industry, among others:  12/19/2019 – 03/16/2020, MML INVESTORS SERVICES, LLC (CRD#:10409), BROOKLYN, NY 12/02/2015 – 12/10/2019, AXA ADVISORS, LLC (CRD#:6627), BROOKLYN, NY10/01/2012 – 12/08/2015, J.P. [read post]
26 Aug 2018, 7:59 pm by ccollins
BlackRock Funds Overpaid For Advisory Services, Judge Told, Law360, August 20, 2018 Chicago Financial Advisor Guilty of Fraud for Swindling Investors and Family out of More Than $2 Million, Justice.gov, August 24, 2018 Junk Bonds Will Power Cetera Acquisition, Barron’s, August 23, 2018 More Blog Posts: Investor Fraud: Alleged $100M Future Income Payments Fraud, Capital Investment Group to Pay One Elderly Investor $400K, and Tech Fund Adviser is Now Facing Fraud Charges, August 25, 2018 Cetera… [read post]
18 Jun 2021, 3:04 am by Andrew Lavoott Bluestone
“In assessing the adequacy of a complaint under CPLR 3211 (a) (7), the court must give the pleading a liberal construction, accept the facts alleged in the complaint to be true and afford the plaintiff ‘the benefit of every possible favorable inference’ ” (J.P. [read post]