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23 Oct 2020, 1:21 pm
Jay Porter of Bradley Arant Boult Cummings LLP. [read post]
23 Oct 2020, 1:11 pm
SEC Chairman Jay Clayton said “Whistleblowers make important contributions to the enforcement of securities laws and we are committed to getting more money to whistleblowers as quickly and efficiently as possible. [read post]
23 Oct 2020, 9:53 am
He expressed hope that the amendments would help "jumpstart" the security futures market, a sentiment echoed by his SEC counterpart Chairman Jay Clayton, who said the new rules may help bring life to a dead market.CFTC Commissioner Dawn Stump spoke in favor of the new margin requirement, calling it sound public policy rooted in years of consideration and contemplation. [read post]
23 Oct 2020, 4:36 am
We would like to offer our condolences to the family of Zakary Jay King at this time. [read post]
23 Oct 2020, 3:00 am
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
22 Oct 2020, 12:55 pm
“Today’s milestone award is a testament to the Commission’s commitment to award whistleblowers who provide the agency with high-quality information,” said SEC Chairman Jay Clayton. [read post]
22 Oct 2020, 4:26 am
By Jay Levine COVID-19 has had an impact on virtually every industry in the country, but none more so than on health care. [read post]
22 Oct 2020, 4:26 am
By Jay L. [read post]
22 Oct 2020, 4:00 am
Jay B. [read post]
21 Oct 2020, 6:29 am
SEC Chairman Jay Clayton stated that the proposal “will bring clarity to Finders’ regulatory status in a tailored manner that addresses the capital formation needs of certain smaller issuers while preserving investor protections. [read post]
20 Oct 2020, 6:25 am
By Jay Levine COVID-19 has spurred all sorts of legislation. [read post]
20 Oct 2020, 3:00 am
Campaign Finance Illinois: “Illinois Dems Slam GOP Candidate for Taking Donations from Red-Light Camera Biz – but Madigan’s Ties to Industry Run Deep” by Robert Herguth for Chicago Sun-Times Elections California: “Loops, Slants and Crossed ‘T’s’: How election workers verify voter signatures” by John Wilkens for San Diego Union Tribune Michigan: “Michigan Appeals Court Reinstates Election Day Mail-In Ballot Deadline as Early Voting Surge… [read post]
19 Oct 2020, 4:00 am
Chief Justice John Jay [read post]
18 Oct 2020, 6:18 am
Miller and nine associated companies filed a lawsuit against Jay Preefer, Richard Preefer, Jay Starr, and other associated companies (Preefer defendants). [read post]
16 Oct 2020, 8:00 am
The earliest attacks on federal power over non-citizens’ commerce discussing the 1794 Jay Treaty and 1798 Alien Act were internally inconsistent. [read post]
16 Oct 2020, 4:19 am
Harkening back to an earlier conference panel moderated by Chairman Jay Clayton on the SEC’s efforts regarding diversity and inclusion (D&I), Crenshaw said that D&I has been a priority at the SEC, which has done a good job of recognizing and promoting talented women. [read post]
15 Oct 2020, 9:39 am
This year, Jay McDivitt won the Jenkins Competition’s Ramon A. [read post]
14 Oct 2020, 4:15 am
Jay-Z recently tried to have a YouTube video removed for copyright violations. [read post]
14 Oct 2020, 4:15 am
Jay-Z recently tried to have a YouTube video removed for copyright violations. [read post]
14 Oct 2020, 2:49 am
Misleading Disclosures: SEC Enforcement is Watching…Everything Enforcement Division Director Stephanie Avakian recently gave this speech to recap actions over the past 3 years (also see the speech from SEC Chair Jay Clayton) – the walk down memory lane touched on these headline-grabbing allegations: – Fraudulent accounting practices intended to misrepresent a company’s underlying financial condition, as in the Commission’s actions against Theranos, Hertz, and… [read post]
