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1 Feb 2008, 12:58 am
Morgan Securities Inc. et al"The use of New Jersey agents to carry out the ministerial activities required for maintenance of a stock exchange listing is insufficient to confer jurisdiction over this Canadian corporation with no other contacts with this state. [read post]
18 Oct 2008, 3:28 pm
Today’s New York Times features an op-ed by Michigan Law Professor Michael Barr and former Clinton advisor Gene Sperling that (somewhat predictably) blames our current financial mess on a lack of “common sense regulation” and exonerates the Community Reinvestment Act, Fannie Mae, and Freddie Mac. [read post]
25 May 2007, 4:02 pm
The smallest and most thinly traded stocks cannot meet the listing requirements of the NASDAQ Stock Market or a national exchange, such as the New York Stock Exchange. [read post]
1 Sep 2008, 1:33 pm
Time to take stock. [read post]
20 Jul 2011, 11:53 am
Eastern China Airlines Corporation Limited is the country's top-three carrier listed on the Shanghai, Hong Kong and New York Stock Exchanges. [read post]
1 Sep 2010, 1:44 pm
In addition, some corporate officials have raised concern about the need to boost retail voting after New York Stock Exchange Rule 452 was amended to bar broker discretionary voting in uncontested board elections. [read post]
12 Dec 2023, 11:20 pm
Attorney’s Office for the Eastern District of New York. [read post]
25 Mar 2022, 4:00 am
Ethics Advocates Say Senate Staffers Could Be Breaking Rules on Stock Ownership NPR – Deirdre Walsh | Published: 3/21/2022 The Senate and the House are considering legislation that would ban members of Congress from trading individual stocks. [read post]
26 Mar 2007, 7:28 pm
(USNA) Monday March 26, 7:40 pm ET NEW YORK, March 26 /PRNewswire/ — Dreier LLP today announced that a class action lawsuit was commenced in the United States District Court for the District of Utah, on behalf of purchasers of the common stock of USANA Health Sciences, Inc. [read post]
9 Jan 2016, 1:12 am
District Court for the Southern District of New York on Jan. 8. [read post]
19 Sep 2007, 1:11 am
2nd Circuit Revives Misconduct Claim Against New York Stock Exchange
New York Law Journal
The 2nd Circuit has revived the claim of the California Public Employees' Retirement System and other institutional investors that the New York Stock Exchange engaged in misconduct in its dealings with seven firms that process stock transactions, misrepresenting its market… [read post]
24 May 2007, 2:03 pm
Read more here (from the New York Times). [read post]
23 May 2011, 7:57 am
The DPA was with Luxembourg-based Tenaris S.A., a global steel pipe manufacturer and supplier for the energy industry, to resolve alleged violations of the Foreign Corrupt Practices Act (“FCPA”).[1] Tenaris, founded in Argentina, is a foreign private issuer with American Depository Shares (“ADSs”) listed on the New York Stock Exchange. [read post]
23 Jul 2021, 8:38 am
The shifting regulations first scuttled a $37 billion listing planned by Alibaba fintech affiliate Ant Group late last year and extended to ride-hailing giant Didi Global earlier this month, just days after its New York Stock Exchange debut. [read post]
28 May 2020, 8:23 am
Providing Card Services to Fintech Companies Around the World Gives Marqeta a $4.3 Billion ValuationTech Crunch – May 28, 2020 This could have been Marqeta’s year to list as a public company on a major American stock exchange. [read post]
15 Dec 2011, 12:22 am
This reversal now not only bars plaintiffs from establishing jurisdiction in the United States over a multinational company traded on non-U.S. exchanges, it also limits U.S. jurisdiction in cases involving non-exchange-based securities transactions. [read post]
30 Aug 2024, 3:00 am
Sarah Palin Is Granted New Libel Trial Against The New York Times DNyuz – David Enrich (New York Times) | Published: 8/28/2024 A federal appeals court ordered a new trial in a long-running libel lawsuit that Sarah Palin, the former governor of Alaska and Republican vice-presidential nominee, brought against The New York Times. [read post]
19 Oct 2009, 5:00 am
The United States District Court for the Southern District of New York denied the SEC’s “motion for a preliminary injunction on the grounds that the conduct alleged in the complaint--- essentially, computer hacking – cannot be “deceptive” under Section 10(b) of the Securities Exchange Act of 1934 as defined by the Supreme Court unless conduct involved a breach of a fiduciary duty. [read post]
29 Mar 2024, 4:00 am
The Central Florida Tourism Oversight District, made up of DeSantis appointees, agreed to drop its lawsuit against the company in exchange for Disney relinquishing some control [read post]
1 Oct 2021, 4:00 am
MSN – Maggie Haberman (New York Times) | Published: 9/28/2021 Former President Trump lost an effort to enforce a nondisclosure agreement against Omarosa Manigault Newman, a former White House aide and a star on “The Apprentice” who wrote a tell-all book about serving in his administration. [read post]
