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28 Jun 2012, 9:42 am
Most stocks bought and sold by typical investors are listed on one of the major U.S. stock exchanges such as the Nasdaq or New York Stock Exchange (“NYSE”). [read post]
22 Jun 2012, 3:13 pm
The New York Stock Exchange in 2006 issued policies discouraging outings at sexually explicit venues that could isolate or create a hostile environment for certain employees. [read post]
21 Jun 2012, 7:45 am
The two men had signed an agreement that awarded restricted stock deals worth $24 million for Kanas and $18 million for Bohlsen in exchange for the non-compete clauses. [read post]
19 Jun 2012, 2:05 pm
The new rules are based on former National Association of Securities Dealers ("NASD") and New York Stock Exchange ("NYSE") Rules. [read post]
15 Jun 2012, 2:26 pm
Tarlowe are in charge of the prosecution. - Statement by FBI New York Assistant Director in Charge Janice K. [read post]
15 Jun 2012, 2:26 pm
Tarlowe are in charge of the prosecution. - Statement by FBI New York Assistant Director in Charge Janice K. [read post]
15 Jun 2012, 11:30 am
As discussed here, a May 21, 2012 New York Times article by Ben Protess and Azam Ahmed shed some light on the Kluger case and examined the new techniques used by the SEC to catch those engaging in insider trading. [read post]
14 Jun 2012, 2:04 pm
It also bars Fleishman from participating in any offering of a penny stock. [read post]
14 Jun 2012, 2:04 pm
It also bars Fleishman from participating in any offering of a penny stock. [read post]
14 Jun 2012, 5:25 am
The CGI Group is a Canadian company that lists its stock on the New York Stock Exchange (NYSE: GIB). [read post]
14 Jun 2012, 2:40 am
Yesterday, Barbara Taylor wrote an article in the New York Times about Using Your 401(k) to Buy a Small Business. [read post]
13 Jun 2012, 12:37 pm
Markets covered in the reports include: New York Stock Exchange, NYSE Amex LLC (renamed NYSE MKT LLC as of May 14, 2012), NYSE Arca Inc., Nasdaq Global Stock Market, Nasdaq Capital Market, and Over-the-Counter Market. [read post]
Madoff Trustee Files Clawback Lawsuits Collectively Seeking Over $1B For BLMIS Feeder Fund Transfers
12 Jun 2012, 8:06 pm
They are contending that their investments are covered under US securities law protections because they are connected with Madoff’s alleged New York Stock Exchange stock trades and, as a result, “economic reality” makes their purchases equal to investments in these stocks. [read post]
12 Jun 2012, 9:22 am
Litigation, case number 1:10-cv-04095,Judge Scheindlin of the Southern District of New York threw her hat into the Morrison ring. [read post]
11 Jun 2012, 10:47 pm
Would you have managed any grain price risk with the tools on the ICE because it links to other exchanges in London, Singapore and New York? [read post]
11 Jun 2012, 2:23 pm
”Toward this end, the Senator urged the SEC to move forward with full implementation of the 2010 Cardin-Lugar provision in the Dodd-Frank Act requiring all companies listed on the New York Stock Exchange to publish their payments to foreign governments for oil, natural gas, and mineral development. [read post]
11 Jun 2012, 11:55 am
One of today's WSJ headlines reads "Nasdaq CEO Lost Touch Amid Facebook Chaos," referring to Robert Greifeld's being on a flight from California to New York from 12:14-5:07 without phone or internet service on the afternoon of the Facebook IPO. [read post]
11 Jun 2012, 8:01 am
In fact, the federal district for south Florida ranks second in the nation in securities and investment fraud investigations and prosecutions, second to the New York City area. [read post]
11 Jun 2012, 8:01 am
In fact, the federal district for south Florida ranks second in the nation in securities and investment fraud investigations and prosecutions, second to the New York City area. [read post]
10 Jun 2012, 10:17 pm
According to stock fraud lawyers, a recent announcement by Healthcare Trust of America Inc. stated that the company will be advised by Wells Fargo Securities LLC in connection with the listing, on the New York Stock Exchange, of its Class A common stock. [read post]
