Search for: "Securities Investor Protection Corporation"
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14 Jun 2018, 8:02 am
The nexus between modernized whistleblower protection laws, social responsibility commitments, and the material impact on investors is key. [read post]
8 Jun 2018, 10:30 am
The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for… [read post]
7 Jun 2018, 7:22 am
Clayton said that the level of funding requested for FY 2019 will enable the SEC to continue its work in a number of important areas, including: leveraging technology and enhancing cybersecurity and risk management; facilitating capital formation; protecting Main Street investors; and maintaining effective market oversight by expanding the agency’s depth of expertise. [read post]
31 May 2018, 9:29 am
Shulga is the co-founder of Ross & Shulga PLLC, a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate and securities law. [read post]
30 May 2018, 9:45 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 May 2018, 10:30 pm
In any case, our advice to our financial services clients is to be vigilant when it comes to protecting its IT systems and the personal information it collects about consumers and investors. [read post]
25 May 2018, 9:21 pm
The recent transition of leadership in Cuba, through which Raúl Castro ceded the Presidency of the Republic to Miguel Diaz-Canel (while retaining the position of 1st Secretary of the Cuban Communist Party (PCC)), has elicited at least some interest outside of Cuba. [read post]
23 May 2018, 7:29 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 May 2018, 11:13 pm
The new regime brought sweeping reforms including in relation to encouraging e-governance and electronic documentation, mandating corporate social responsibility, simplifying merger procedures, improving disclosure norms, and enhancing protections for investors and minority shareholders. [read post]
21 May 2018, 12:08 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 May 2018, 10:10 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 May 2018, 6:01 am
Wagner (Bocconi University) , on Thursday, May 17, 2018 Tags: Corporate culture, Corporate Social Responsibility, ESG, Firm performance, Institutional Investors, International governance, Netherlands, Ownership, Public interest Failure to Disclose a Cybersecurity Breach Posted by Matthew C. [read post]
17 May 2018, 11:04 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 May 2018, 12:30 pm
The funds filed for bankruptcy protection last year. [read post]
14 May 2018, 2:43 am
And given the sophisticated audience with whom these discussions may be had, there would be no adverse impact on investor protection. [read post]
11 May 2018, 7:22 am
The Federal Savings and Loan Insurance Corporation (FSLIC) was forced to cover more than $3 billion in losses. [read post]
11 May 2018, 6:01 am
Securities and Exchange Commission, on Thursday, May 10, 2018 Tags: Bitcoin, Blockchain, Cryptocurrency, Financial technology, ICOs, Investor protection, Securities enforcement, Securities regulation [read post]
7 May 2018, 10:25 pm
(D.I. 1-1 at ¶¶ 19-20) VCG Securities, LLC ("VCG") was the authorized representative of the Owners in connection with the transaction, and was an affiliate of Odyssey. [read post]
7 May 2018, 4:00 am
Finally, unlike the FCPA foreign bribery prohibition, these statutes do not reach foreign corporations whose shares are listed on U.S. securities exchanges. [read post]
