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6 Feb 2018, 12:00 am
The letter of intent, additionally, did not contain any reference to the rights of individuals who provided funds. [read post]
2 Feb 2018, 2:47 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
2 Feb 2018, 6:10 am
Klingsberg and Elizabeth Bieber, Cleary Gottlieb Steen & Hamilton LLP, on Monday, January 29, 2018 Tags: Board composition, Boards of Directors, Diversity, Hedge funds, Index funds, Institutional Investors, Long-Term value, Mergers & acquisitions, Proxy contests, Shareholder activism, Shareholder voting Mergers and Acquisitions: 2018 With a Brief Look Back Posted by Andrew R. [read post]
2 Feb 2018, 4:00 am
In Seedlings Life Science Ventures, LLC v. [read post]
30 Jan 2018, 12:02 pm
Tim Duncan reportedly invested heavily in a company Banks owned, Gameday Entertainment LLC. [read post]
30 Jan 2018, 8:07 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Jan 2018, 11:28 pm
Chairman Clayton’s stridency could not have been clearer concerning Internet Coin Offerings (“ICOs”), the method by which startups or other parties can issue cryptographic tokens in an effort to fund or bootstrap a new blockchain network. [read post]
29 Jan 2018, 8:26 am
Presidio Venture Capital – PVC, LLC According to the SEC’s complaint, while working as financial advisers at Sunbelt Securities in Houston, TX, Tao and Boyd formed private equity fund PVC, LLC (DBA Presidio Venture Capital) in 2013. [read post]
28 Jan 2018, 4:51 pm
The Financial Times also covers the recent statements. [read post]
27 Jan 2018, 12:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
26 Jan 2018, 6:32 am
Katz and William Savitt, Wachtell, Lipton, Rosen & Katz, on Monday, January 22, 2018 Tags: Hedge funds, Insider trading, Institutional Investors, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities litigation, Securities regulation, Settlements, Shareholder activism, Tender offer Common-Ownership Concentration and Corporate Conduct Posted by Martin C. [read post]
24 Jan 2018, 11:20 am
How to Recover your Losses in New Economic Opportunities Fund I Have you suffered losses investing in New Economic Opportunities Fund I at the advice of your financial advisor? [read post]
24 Jan 2018, 6:30 am
The SEC alleges Hoplon Financial Group and Vazquez, Irvine, CA, created the New Economic Opportunities Fund I, LLC vehicle for the ostensible purpose of pooling investor funds to purchase and flip residential real estate properties. [read post]
20 Jan 2018, 12:00 am
We might take a second bite at the apple and try to save some more funds. [read post]
17 Jan 2018, 1:55 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
17 Jan 2018, 8:00 am
As financial crimes-and the way we investigate them-continue to evolve, CI continues to set the standard for financial investigations worldwide. [read post]
17 Jan 2018, 6:30 am
Determine ERISA Application As a general rule, ERISA only applies to Plans created under the Act and “self-funded” by an employer who assumes the financial risk for providing health care benefits to its beneficiaries. [read post]
17 Jan 2018, 6:21 am
From September 2013 through January 2014 Royster was associated with LPL Financial LLC. [read post]
16 Jan 2018, 4:21 pm
KKR Financial Holdings LLC (“Corwin”). [read post]
12 Jan 2018, 3:50 am
In another recent case, the Securities and Exchange Commission (SEC) has accused a broker and his investment firm of raising $3.4 million from investors through the sale of unregistered securities. [read post]