Search for: "State Bank & Trust Company"
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26 Jul 2016, 3:15 pm
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay $382.4 million in a global settlement for misleading mutual funds and other custody clients by applying hidden markups to foreign currency exchange trades. [read post]
26 Jul 2016, 10:18 am
There is a big difference between not trusting your spouse and being realistic about the fact that unforeseen life changes can occur that affect you both. [read post]
25 Jul 2016, 7:46 am
It requires companies in critical sectors – such as energy, transport, banking and health – to adopt risk management practices and report major incidents that can affect the Digital Single Market to their national authorities which will, in turn, be able to carry out better capacity-building with greater cross-border cooperation inside the EU. [read post]
17 Jul 2016, 10:13 am
And for those funeral homes using trusts to fund their preneed contracts, they must deposit the funds to trust within 60 days of receipt. [read post]
15 Jul 2016, 6:38 am
Private equity firms often do not directly engage with lawmakers and regulators – the companies they control do. [read post]
14 Jul 2016, 8:00 am
This crime can be the theft of money by an employee at an accounting firm or a bank. [read post]
6 Jul 2016, 4:44 am
Assets you put into a Belize trust can get protection from creditors nearly immediately, compared with a two-year wait in Nevada, the most debtor-friendly U.S. state. [read post]
1 Jul 2016, 6:00 am
Enjoy members-only pricing on high-quality brands you trust—from everyday essentials to unexpected finds. [read post]
29 Jun 2016, 4:27 pm
The Federal Reserve objected to the capital plans of Deutsche Bank Trust Corporation and Santander Holdings USA, Inc. based on qualitative concerns. [read post]
29 Jun 2016, 8:13 am
State Street Bank and Trust Company (Dkt. [read post]
27 Jun 2016, 1:36 pm
Friedman of the Supreme Court of the State of New York largely denied Morgan Stanley’s motion to dismiss a breach of contract action brought by RMBS trustee Wilmington Trust Company. [read post]
24 Jun 2016, 9:42 am
Jason noted that this comes at the same time as industry efforts to focus attention on the dangers inherent in state-by-state licensing systems, although a single federal approach seems far off at this time. [read post]
17 Jun 2016, 6:05 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, June 13, 2016 Tags: Fund litigation, Fund managers, Fund performance, Jurisdiction, Private equity, SEC, SEC enforcement, Securities enforcement, U.S. federal courts Citigroup: Delaware Court on “Holder Claims” Posted by Meredith Kotler, Cleary, Gottlieb, Steen & Hamilton LLP, on Tuesday, June 14, 2016 Tags: Delaware cases, Delaware law, Derivative suits, Disclosure, Fiduciary duties, Fraud-on-the-Market,… [read post]
16 Jun 2016, 2:48 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the circumstances at the company that led to this enforcement action and reviews the important lessons that can be learned from what happened. [read post]
14 Jun 2016, 6:00 am
In addition, the existing definition specifically enumerates types of entities that can qualify as “accredited investors,” such as banks, corporation, trusts, and partnerships, and has resulted in the exclusion of certain entities that should also be “accredited investors. [read post]
10 Jun 2016, 9:39 am
There are occasions when an individual can be charged with embezzlement at either the federal or state level for example, embezzlement of bank or lending institutions funds as well as funds from credit or insurance companies. [read post]
10 Jun 2016, 7:16 am
Only Tier 2 companies are required to file a Form 1-K, one of trade-offs for not having to register with the states. [read post]
10 Jun 2016, 3:13 am
Only Tier 2 companies are required to file a Form 1-K, one of trade-offs for not having to register with the states. [read post]
9 Jun 2016, 8:43 am
In arranging for a place of abode, the guardian of the person shall give preference to places within this State over places not in this State if in-State and out-of-State places are substantially equivalent. [read post]
6 Jun 2016, 12:59 pm
Debtors’ liabilities total approximately $413 million which include: (i) $125 million pursuant to a 2014 Indenture with The Bank of New York Mellon Trust Company, N.A. as Trustee and Collateral Agent; (ii) and $283.5 million pursuant to a Second Lien Indenture also with The Bank of New York Mellon Trust Company, N.A. as Trustee; and (iii) $5.8 million to several trade vendors. [read post]
