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19 Oct 2014, 5:31 am
Disclosure protects investors because (a) it gives them the information that is needed in order to make correct investment decisions, (b) it prevents them from being “exploited” by traders having superior information, and (c) it constrains managers’ and controlling shareholders’ opportunistic behavior. [read post]
28 Jan 2021, 1:55 pm
That is a given and proven day in and day out by newbie day traders. [read post]
22 Feb 2024, 11:44 am
The urban planning overlords keep slapping up apartment bunkers over that way – Tri-Met is in the apartment business there now, too – but that hasn't stopped the crime and the violence.There's a Trader Joe's near the scene of the latest shooting, and a Whole Foods a couple of blocks away. [read post]
31 Dec 1969, 4:00 pm
After more than four years of litigation in federal district court, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) yesterday issued an order approving a $105 million settlement resolving allegations that Barclays Bank PLC and certain of its traders (“Barclays”) participated in a scheme to manipulate western energy markets. [read post]
15 Jan 2019, 3:00 pm
Much of this activity appears to have occurred before Virginian planters and traders began importing Africans to be enslaved. [read post]
25 May 2018, 10:00 am
Although they have since rebounded, it's clear that traders are sensing a negative impact on the market. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) New York Securities Fraud Ruling Threatens US White-Collar Cases (Bloomberg Law by Ben Penn) DOJ RELEASES Former Beulah Bank President Sentenced to Two Counts of Bank Fraud (DOJ Release) Former Bond Trader And Hedge Fund Founder… [read post]
26 Apr 2023, 8:38 pm
In response to this investigation, Scenic Fruit Company of Gresham, Oregon voluntarily recalled frozen organic strawberries, sold to Costco, Trader Joe’s, Aldi, KeHE, Vital Choice Seafood, and PCC Community Markets in certain states. [read post]
15 May 2019, 9:01 pm
One example of such private ordering has been the relationship among the diamond traders and the diamond exchange. [read post]
9 Aug 2012, 5:04 am
Law Blog rounds up the morning's news. [read post]
17 Aug 2012, 11:44 am
A federal appeals court on Friday upheld the conviction of a former portfolio manager at Jefferies Group Inc.'s asset-management unit convicted of insider trading two years ago, but said he didn't have to forfeit any money for now. [read post]
11 Apr 2011, 10:31 am
When my friend and co-author Bill Klein returned from a well-deserved vacation, he brought me not a present but a comment on my earlier posts on the Sokol affair. [read post]
7 Dec 2013, 3:28 am
Dunstan alleges that she purchased and consumed a Glass Onion catering salad from a Trader Joe’s retail outlet on November 4, 2013. [read post]
24 Jan 2012, 2:00 am
Critics of the CFTC’s regulations claim that the limitations that were set forth would in fact make the market more volatile as the cap on traders would directly impact domestic businesses by reducing the availability of financing. [read post]
21 Jul 2014, 5:09 pm
Two varieties of prepackaged RTE salads produced by “Company A” (Atherstone Foods – Glass Onion Catering) and sold by “GCA” (Trader Joe’s) were implicated as the source of infection. [read post]
12 Jun 2012, 7:01 pm
Free traders don’t wish to be portrayed as supporting unfairness, and so everyone calls himself a supporter of “free and fair trade. [read post]
14 Apr 2014, 9:46 pm
Epidemiologic and traceback investigations conducted by local, state, and federal officials indicated that consumption of two ready-to-eat salads, Field Fresh Chopped Salad with Grilled Chicken and Mexicali Salad with Chili Lime Chicken, produced by Glass Onion Catering and sold at Trader Joe’s grocery store locations, was the likely source of this outbreak of STEC O157:H7 infections. [read post]
9 Aug 2011, 8:59 am
El Rhazi, a former futures and option trader and Vice President of Citigroup Global Markets Ltd in the United Kingdom, was accused of non-competitive trading, misappropriation, and fraud in April of this year by the CFTC.A federal judge in New York has found that, beginning in November 2010, El Rhazi conducted a series of non-competitive palladium and platinum futures trades on the Globex trading platform at the New York Mercantile Exchange. [read post]
14 Nov 2008, 1:57 pm
Managers can limit the number of layoffs by getting rid of higher paid bankers and traders. [read post]
17 Mar 2009, 10:42 am
According to an article this morning in the Miami Herald the Obama administration will be attempting to block bonus payments to AIG executives and traders. [read post]
