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12 May 2017, 2:39 pm
Stamer’s legal, management and governmental affairs work has focused on helping health industry, health benefit and other organizations and their management use the law, performance and risk management tools and process to manage people, performance, quality, compliance, operations and risk. [read post]
31 May 2022, 5:33 am
Aderton, Co-Chief of the SEC Enforcement Division’s Asset Management Unit and a member of the Task Force. [read post]
12 Dec 2014, 1:33 pm
For a host of reasons – among them cost, efficiency, liability and risk management – many large companies have separated from the work force that performs the tasks associated with the end-delivery of their products or services. [read post]
19 Oct 2021, 6:51 am
S&P managed to address the European Commission’s concerns with its offer to sell IHS’ U.S. [read post]
22 Feb 2016, 12:46 pm
Prior to the Yu DPA, the SEC had entered into one DPA with an individual in November 2013, in a matter involving a hedge fund manager allegedly stealing investor assets. [read post]
25 Dec 2022, 11:04 pm
But that would create risks that issues would be missed. [read post]
1 May 2019, 4:39 am
Zuckerman of the Justice Department’s Tax Division is one of a multitude of criminal tax convictions the Justice Department already has obtained in 2019. [read post]
9 Jul 2023, 9:01 pm
If enacted, these new standards would put major pressure on the talent management of a broad swath of healthy and well-managed banking organizations while, at the same time, hand significant new discretionary power to supervisory and enforcement divisions at the banking agencies. [read post]
21 Jun 2015, 5:20 am
If race is anachronistic, then making it a foundation for progress risks distorting our future with our past. [read post]
14 Jun 2018, 7:22 am
According to the Report, the SEC managed to examine more than 15 percent of all SEC-registered investment advisers. [read post]
16 Jan 2024, 7:20 am
” “Investors, whether retail or otherwise, must be free to report complaints to the SEC without any interference,” said Corey Schuster, Co-Chief of the Enforcement Division’s Asset Management Unit. [read post]
14 Jun 2018, 7:22 am
According to the Report, the SEC managed to examine more than 15 percent of all SEC-registered investment advisers. [read post]
16 Apr 2014, 4:10 am
“More and more the last few years, our missions are coming in on schedule and on budget,” said Craig Tupper, director of the resources management division of NASA’s Science Mission Directorate (SMD), in a briefing to the NASA Advisory Council (NAC) science committee last week. [read post]
20 Jun 2011, 1:31 pm
(Newsgator helps with community activities and management.) [read post]
16 Jan 2024, 7:17 am
” “Investors, whether retail or otherwise, must be free to report complaints to the SEC without any interference,” said Corey Schuster, Co-Chief of the Enforcement Division’s Asset Management Unit. [read post]
21 Feb 2012, 8:01 am
Respondent testified regarding Petitioner's history of alcohol abuse and anger management issues, and its effect on the family. [read post]
11 Jul 2020, 7:41 pm
And yet it is possible to suggest that any announcement of the “death” of CSR as a critical concept in the management of economic activity is premature. [read post]
10 Jun 2024, 10:12 am
Unlike a marital divorce, a business divorce focuses on the division of business assets, liabilities, and responsibilities. [read post]
26 Jan 2016, 9:09 am
For Legal or Consulting Advice, Legal Representation, Training Or More Information If you need help reviewing your group health plan or responding to these new or other workforce, benefits and compensation, performance and risk management, compliance, enforcement or management concerns, help updating or defending your workforce or employee benefit policies or practices, or other related assistance, the author of this update, attorney Cynthia Marcotte Stamer may be able to… [read post]
15 Oct 2023, 9:01 pm
Many thanks to the Division of Trading and Markets, the Division of Economic and Risk Analysis, and the Office of General Counsel, as well as other offices throughout the Commission. [read post]
