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23 Aug 2014, 6:00 am
For most commercial end-users of swaps, the mandatory clearing requirement under Dodd-Frank first became applicable on September 9, 2013. [read post]
6 Sep 2013, 5:56 am
On August 28, 2013, the FDIC, OCC, FRB, SEC, Federal Housing Finance Agency, and Department of Housing and Urban Development (collectively, the “Agencies”) issued a second Notice of Proposed Rulemaking (the “revised proposal”) that would implement the risk retention requirements of Section 941 of the Dodd-Frank Act, which amended the Securities Exchange Act of 1934 (the “Exchange Act”) by adding a new Section 15G. [read post]
29 Apr 2011, 7:25 am
As part of the SEC's proposed rules implementing Dodd-Frank provisions requiring fully independent compensation committees, the Private Equity Growth Capital Council requests that the exchanges and the Commission allow representation on the committees of private equity fund shareholders. [read post]
15 Jan 2014, 8:52 pm
Cloverdale Foods Co. of Mandan, ND, is recalling approximately 2,664 pounds of beef franks due to misbranding and an undeclared allergen, the U.S. [read post]
23 Jul 2010, 5:57 am
The withdrawal was necessary to be consistent with Section 413(a) of Dodd-Frank. [read post]
10 Aug 2015, 2:42 pm
By Bret Busacker On August 5, 2015, the SEC approved the final rules on the so-called “CEO pay ratio disclosure” under the Dodd-Frank Act. [read post]
12 Jul 2009, 10:12 am
For those of you who do have short memories, Here is a link to a google of Bob Somerby's work on Frank Rich. [read post]
21 Feb 2018, 5:01 pm
The Court said that its “understanding is corroborated by Dodd-Frank’s purpose and design. [read post]
22 Sep 2010, 4:40 am
Dodd-Frank: Not-So-Easy Come, Not-So-Easy Gone? [read post]
10 Mar 2014, 8:13 am
” Do Dodd-Frank’s Anti-Retaliation Provisions Protect Individuals Who Report Internally? [read post]
18 Nov 2011, 4:04 am
Under Section 924(d) of the Dodd Frank Act, the SEC must report annually to Congress on its activities, whistleblower complaints and the agency’s response to the complaints. [read post]
20 Jul 2010, 9:36 am
Kim and Larry have raised a complaint that is becoming a standard part of the critique of Dodd-Frank. [read post]
2 Nov 2011, 5:01 pm
In the letter to Senate and House Appropriations Committee Chairs Dan Inouye (D-Hawaii) and Harold Rogers (R-KY), the Administration said that the Dodd-Frank Act contains essential measures to crack down on abuses in the mortgage industry, make financial contracts simpler, end hidden fees, and provide clear and concise information to borrowers about the obligations they are undertaking. [read post]
17 Jun 2011, 10:27 am
Roberts, Dodd-Frank Bounty Awards and Protections Change Whistleblower Stakes -- Will Opporunity for Personal Gain Frustrate Corporate Compliance? [read post]
15 Apr 2012, 7:16 pm
The House Financial Services Committee plans to vote on legislation ending the bailout authorities of the orderly lquidation Title II of the Dodd-Frank Act spart of a deficit reduction to help avert what the Obama administration calls “catastrophic” automatic spending cuts to national security.The legislation would end the FDIC bailout authority bestowed by Dodd-Frank including the FDIC authority to lend to a failing financial firmand to purchase the assets of a failing… [read post]
21 Jul 2010, 7:26 am
This may give us additional reasons to care about the Dodd-Frank bill on a going forward basis, as we work through our research agendas. [read post]
21 Jul 2010, 10:47 am
So, in the interview portion of our financial reform pageant, Erik asked me as a follow up to my Dodd-Frank & Madoff post: Christine: What grade would you give to the Dodd-Frank provisions designed to make sure the SEC doesn’t drop the ball with future Madoffs? [read post]
1 Sep 2009, 2:00 pm
FRANK J. [read post]
26 Jun 2014, 9:00 am
Read More › Tags: Dodd-Frank Act, Whistleblowers [read post]
17 Jan 2015, 8:33 am
This year, I join Frank to help produce the third edition, Law and Religion: Cases, Materials, and Readings (3rd ed 2015; 9780314284075) to be published by West Academic Publishing. [read post]
