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13 Oct 2020, 6:22 am
In a joint statement, SEC Chairman Jay Clayton, Investment Management Director Dalia Blass, and Trading and Markets Director Brett Redfearn noted that the relationship summary is designed to help retail investors make informed choices regarding what type of relationship (brokerage, advisory or a combination) best suits his or her particular needs. [read post]
13 Oct 2020, 4:00 am
Finally, management has been very encouraging and supportive, from the Law Librarian Jane Sanchez; to the chiefs of CSD and DRD, Kurt Carroll and Jay Sweany, respectively; our Director, Aslihan Bulut, who orchestrated this iteration of the project and who kept insisting that Ken and I could make more headway than we had thought possible (and we did!) [read post]
13 Oct 2020, 3:04 am
There’s been more back & forth in our Q&A Forum about the new rules (see Topic #10,435) – thanks to Bass Berry’s Jay Knight and Goodwin’s John Newell for keeping the conversation going. [read post]
12 Oct 2020, 3:01 pm
2020 has been called “the year of the SPAC. [read post]
12 Oct 2020, 11:51 am
Professors John Pottow and Jay Westbrook, two experts on bankruptcy law, put it best when they explain that “the City’s conduct — refusing to take action until the debtor’s debt is repaid — is literally a textbook example of an automatic stay violation. [read post]
9 Oct 2020, 12:03 pm
We also know that Antle supplied tigers to Ryan Easley’s ShowMe Tigers traveling circus act, which was the subject of a 2017 HSUS undercover investigation that documented tigers being whipped and cruelly trained behind the scenes, and to magician Jay Owenhouse, who hauls tigers around the country as part of his act. [read post]
9 Oct 2020, 11:21 am
Indeed, in his recent annual speech on the SEC’s accomplishments for the past year, SEC’s Chairman Jay Clayton led off with a tip of the hat to the whistleblower program and the record-setting year it has had. [read post]
8 Oct 2020, 9:06 pm
The petition’s denial was announced In an Oct. 6 letter to Gary Jay Kushner, the veal association’s legal council, from Rachel Edelstein of the FSIS Office of Policy and Program Development “After careful consideration of the issues raised in the petition, FSIS has decided to deny your petition without prejudice. [read post]
8 Oct 2020, 7:11 am
Finders identify and sometimes solicit potential investors in order to connect small businesses with investors in the private placement market, especially in regions without robust capital raising networks.Chairman Jay Clayton noted that for many small businesses the private markets may be their only source of growth capital, but smaller businesses and investors often have trouble connecting with each other in the private market. [read post]
8 Oct 2020, 3:03 am
Peirce found a way to acknowledge Eddie Van Halen’s “ebullient guitar-playing” by thanking Chairman Jay Clayton, the Division of Trading and Markets and others “for recognizing that the make-up-your-own-path approach works better for rock ‘n’ roll than it does for finders” – describing the current approach for finders as being ad-hoc and based on gut-feeling and guideposts gleaned from no-action letters and enforcement actions. [read post]
7 Oct 2020, 4:18 am
Daniel Rivera Vargas “El costo de incluir a Puerto Rico sería demasiado grande”, sostuvo el Tribunal Supremo de Estados Unidos (TSEU) en Califano v. [read post]
6 Oct 2020, 9:04 pm
Jay Hobbs is an associate at Steptoe & Johnson LLP. [read post]
6 Oct 2020, 9:00 am
Transportation Security Administration (TSA) administrator Jay Brainard blew the whistle on federal COVID-19 responses in the transportation industry. [read post]
5 Oct 2020, 7:12 am
” Law professor Jay Wexler has this essay in the Talk of the Town section of the October 12, 2020 issue of The New Yorker. [read post]
3 Oct 2020, 6:37 am
Yesterday, the American Library Association (ALA) released the Top 100 Banned and Challenged Books of the Past Decade – The Absolutely True Diary of a Part-Time Indian by Sherman AlexieCaptain Underpants (series) by Dav PilkeyThirteen Reasons Why by Jay AsherLooking for Alaska by John GreenGeorge by Alex GinoAnd Tango Makes Three by Justin Richardson and Peter ParnellDrama by Raina TelgemeierFifty Shades of Grey by E. [read post]
2 Oct 2020, 12:17 pm
Chicago-Kent College of Law 2020 Supreme Court IP Review: Google v. [read post]
2 Oct 2020, 6:11 am
Securities and Exchange Commission, on Friday, September 25, 2020 Tags: Capital markets, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder rights, Shareholder voting Letter to House Subcommittee by SEC Chairman Jay Clayton Posted by Jay Clayton, U.S. [read post]
1 Oct 2020, 9:55 am
Jay Sweany, the chief of the Law Library of Congress Digital Resources Division, provided an update on the Law Library’s effort to digitize the United States Serial Set. [read post]
1 Oct 2020, 8:30 am
Wade”October 29, 2020: Sara McDougall (John Jay College of Criminal Justice)“Judging Sex Crimes: Pregnancy and Punishment in Medieval France”January 21, 2021: Franita Tolson (University of Southern California Gould School of Law). [read post]
1 Oct 2020, 5:31 am
SEC Chairman Jay Clayton stated, “the whistleblower program has been a critical component of the Commission’s efforts to detect wrongdoing and protect investors and the marketplace, particularly where fraud is well-hidden or difficult to detect. [read post]
