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5 Jun 2012, 1:22 pm by D. Daxton White
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm by D. Daxton White
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm by D. Daxton White
. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm by D. Daxton White
. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:20 pm by William McGrath
Kluger was employed at the New York law firms of Cravath, Swaine & Moore and Skadden Arps Slate Meagher & Flom, but ceased doing due to fear of being detected. [read post]
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
The defendants are charged with engaging in a scheme to manipulate the publicly quoted share price and trading volume of OPTZ common stock. [read post]
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
The defendants are charged with engaging in a scheme to manipulate the publicly quoted share price and trading volume of OPTZ common stock. [read post]
1 Jun 2012, 5:06 am by Doug Cornelius
Image of the Bull and Bear at the Frankfurt Stock Exchange is by Thomas Richter [read post]
31 May 2012, 2:12 pm
" Second, Kanas and Bohlsen were more than able to earn a livelihood: they received $42 million in restricted stock in exchange for the non-compete agreement and the Agreement's exceptions leave room for Kanas and Bohlsen to find new jobs. [read post]
31 May 2012, 12:42 pm by Paul Rosenzweig
   Making the right choice can have real world consequences — for example, the problems associated with automated responses were demonstrated, in a prosaic fashion a couple of years ago when automated trading rules caused a 1000 point decline in the Dow Jones Industrial Average in less than 10 minutes of trading on the New York Stock Exchange. [read post]
30 May 2012, 9:38 pm
The Commission contends that Keys and Perry misled investors while trying to raise capital and preparing to sell $100 million in new stock before July 2008, which is when thrift regulators closed IndyMac Bank, F.S.B and the holding company filed for bankruptcy protection. [read post]
30 May 2012, 6:22 am by ADeStefano
New York Stock Exchange, Inc. (13 N.Y.3d 599 [2009]), i.e. whether the activity at issue was covered under the statute and whether the harm caused to the plaintiff flowed directly from the application of the force of gravity. [read post]
25 May 2012, 7:29 am
The United States District Court for the Southern District of New York dismissed the amended complaint, holding that plaintiffs “failed to cite a point, factually or temporally, when the defendants’ actions added up to something more than an exercise of real-time accounting judgment. [read post]
24 May 2012, 5:30 am by Josh Sturtevant
None other than the good old New York Stock Exchange. [read post]
23 May 2012, 6:10 am by Staci Zaretsky
[Thomson Reuters News & Insight] * A Facebook investor has sued NASDAQ, claiming that the stock exchange bungled the social networking site’s IPO. [read post]
23 May 2012, 5:26 am by Jenna Greene
But Google is also superb at getting out of trouble, The New York Times reports. [read post]
21 May 2012, 12:37 pm by Robert J. Tannous
In response to the enactment of the Jumpstart Our Business Startups Act (the “JOBS Act”), the New York Stock Exchange (“NYSE”) proposes to amend Sections 102.01C and 103.01B of the NYSE's Listed Company Manual (the “Manual”) to permit the listing of companies on the basis of two years of reported financial data as permitted under the JOBS Act. [read post]
21 May 2012, 12:37 pm by Robert J. Tannous
In response to the enactment of the Jumpstart Our Business Startups Act (the “JOBS Act”), the New York Stock Exchange (“NYSE”) proposes to amend Sections 102.01C and 103.01B of the NYSE's Listed Company Manual (the “Manual”) to permit the listing of companies on the basis of two years of reported financial data as permitted under the JOBS Act. [read post]
21 May 2012, 11:18 am by Securites Lawprof
On May 16 the Proxy Fee Advisory Committee (PFAC), formed by the New York Stock Exchange, published its recommendations for changes to the fees paid by public companies to banks and brokers for the distribution of proxy materials to shareholders... [read post]