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8 Oct 2015, 12:16 pm
Quarterly reports are said to push management to forgo attractive long-term projects to meet the expectations of investors and traders who want smooth, rising earnings from quarter to quarter. [read post]
14 Apr 2011, 2:12 pm by Paul Karlsgodt
 at Trader’s Magazine Online News entitled Getting a Piece of the Class Action Pie discusses a creative new idea for making a buck on class action settlements. [read post]
25 Jul 2012, 8:06 am by Elan Mendel
Large swap traders will have 90 days to comply, private funds and commodity pools will have 180 days, and all other firms will have 270 days to commence compliance. [read post]
13 Feb 2008, 1:22 pm
According to the Sun Times, "In 1994, Obama went before the 7th Circuit to defend Ahmad Baravati, a trader blackballed by his bosses after he reported them for fraud. [read post]
16 Nov 2010, 12:53 pm by Abimanyu Singam
The November 10, 2010, CBC news story titled – Marriages of convenience problems persist highlights the role of human smugglers, narcotics, and sex traders in this big money business. [read post]
14 Sep 2021, 6:11 am
In today’s world of algorithmic traders, machine learning, and robo-advisors, a list of a company’s shareholders doesn’t exactly get the blood pumping. [read post]
27 Apr 2016, 6:01 am
Proponents of hedge funds view them as informed traders who improve market quality and corporate governance. [read post]
12 Oct 2021, 3:52 pm by Sabrina I. Pacifici
Top-of-the-line appliances and granite countertops to plate up takeout and microwave frozen meals from Trader Joe’s. [read post]
1 Aug 2017, 3:00 am by CFM Admin
Please email us if you would like us to add your event to this list **** August 2, 2017 Sponsor: NYHFR Event: From Trader to Whistleblower: How Tom Hardin Wound Up at the Center of Galleon’s Insider Trading Case Location: New York, NY August 15, 2017 Sponsor: 100WiF Event: Education Session No. 747: A Discussion with Marc Desmidt, CEO of Point72’s International Businesses Location: Singapore August 15, 2017 Sponsor: 100 WiF Event: Sip and Shop Event to Benefit NAMI Location:… [read post]
  Investors or traders may be able to recover their losses through securities arbitration or litigation. [read post]
9 Oct 2007, 12:40 pm
The NASD imposed a $200,000 fine against EKN Financial Services Inc. and levied sanctions against the firm's CEO, President, Head Trader and Financial and Operations Principal for improper short selling in connection with three unregistered PIPE securities offerings. [read post]
29 Sep 2020, 9:21 am by Peter Briccetti
The man, Javier Aguilar, currently resides in the U.S. and worked as a trader for an unnamed multinational oil distribution and trading company. [read post]
14 Sep 2007, 6:19 am
The Commodity Futures Trading Commission (CFTC) may soon be an indirect supporter of efforts by Amaranth Advisors (Amaranth), Energy Transfer Partners (ETP), and trader Brian Hunter to derail the Federal Energy Regulatory Commission's (FERC) use of its expanded civil penalty authority to prosecute alleged attempts to manipulate natural gas futures prices. [read post]
14 Feb 2022, 6:05 am
The new directors—typically former bankruptcy lawyers, investment bankers, or distressed debt traders—either receive the board’s power or become loud voices in the boardroom shaping the company’s bankruptcy strategy, including investigating self-dealing claims against shareholders. [read post]
17 Jun 2011, 3:02 pm by Kevin
Bringing an end to what will certainly be the next ripped-from-the-headlines "Law & Order" drama, a New York judge acquitted Marcella Caprario on Wednesday of charges that she slapped another shopper at Trader Joe's. [read post]
13 Jul 2015, 2:34 am by Alexandra Allan
On 7 November 2014, OW Bunker A/S (“OW”), a global supplier and trader of marine fuel, filed for bankruptcy in Denmark. [read post]
21 May 2012, 9:44 am by Felix Shipkevich
If Greece does end up leaving the single currency, derivatives traders doing business there may experience significant losses. [read post]
19 Oct 2015, 6:12 am
The agency has since taken up this power against a panoply of alleged insider traders and other perpetrators of securities fraud. [read post]
23 Feb 2010, 5:15 pm by Dane Johnson
Trader Joe’s Chocolate Chip Chewy Coated Granola Bars have already been the subject of a voluntary recall because they could be contaminated with salmonella, an organism which can cause serious and sometimes fatal infections in young children, frail or elderly people, and others with weakened immune systems. [read post]