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26 Mar 2012, 3:50 pm
The uproar over the recent op-ed piece by former Goldman Sachs derivatives trader Greg Smith in The New York Times has drawn attention to the special challenges of dealing with current or former employees who believe that they are whistleblowers. [read post]
10 Jan 2024, 9:05 pm
In a typical year, the Securities and Exchange Commission (SEC) brings a few dozen enforcement cases against individuals for insider trader. [read post]
7 Sep 2023, 2:50 pm
Read More [read post]
7 Apr 2022, 2:35 pm
Read More [read post]
10 Nov 2013, 8:11 pm
Epidemiologic and traceback investigations conducted by officials in local, state, and federal public health, agriculture, and regulatory agencies indicate that two ready-to-eat salads, Field Fresh Chopped Salad with Grilled Chicken and Mexicali Salad with Chili Lime Chicken, produced by Glass Onion Catering and sold at Trader Joe’s grocery store locations, are one likely source of this outbreak of STEC O157:H7 infections. [read post]
6 Aug 2019, 9:11 pm
Fasen, a Dutch trader, was sentenced to two years in prison and banned from working in the French meat industry by a Paris court earlier this year. [read post]
14 Nov 2017, 2:17 pm
EBA takes the view that a “local firm” may be active as a proprietary trader both on the derivative and cash markets, but where it regards the cash markets this should be limited exclusively to transactions performed to hedge positions in derivatives markets. [read post]
11 Nov 2013, 6:51 am
Specific FDA regulated product information is below: Product Description UPC Areas Distributed Retailers Delish Greek Style Orzo Salad (6.oz)Clam Shell 49022 74630 Northern CA Walgreens Delish Asian Style Noodle Salad (6. oz)Clam Shell 49022 74628 Northern CA Walgreens Delish Vegetarian Wrap (11.3oz) Cellophane 49022 55349 Northern CA Walgreens Classic Greek Salad (9. oz) Clam Shell 0083 5794 Northern CA Northern NV Trader Joe’s Southwestern Salad Kit (20 Lbs box) N/A Northern… [read post]
10 Oct 2010, 5:39 pm
(CIT 9-16-10) Slip Op. 10-105, has triggered rounds of applause among traders. [read post]
8 Jul 2013, 8:04 am
The above quote comes from The Liveship Traders trilogy by Robin Hobb and when I read it the other night, I was flawed. [read post]
4 Mar 2016, 3:14 pm
On February 11, 2016, FINRA filed a proposed rule with the SEC that would require individuals who “design, develop or significantly modify algorithmic trading strategies” (or “ATS”) as well as individuals responsible for the “day-to-day supervision or direction of the development process,” to pass a qualification exam and register with FINRA as securities traders. [read post]
7 Sep 2009, 8:26 pm
To deal with the market failure problems I've discussed last week, I have heard a variety of solutions to the question of what to do to prevent a future bank run, and to prevent banks from holding risky assets (as a colleague noted, another way to think about this was bad risk management by risk managers, who thought they had managed to sell off the riskiest bits of the assets they kept, or who permitted traders to hold assets that they thought were not risky). [read post]
9 May 2008, 5:08 pm
Parallel importation allow products produced genuinely under the protection of a "parallel" intellectual property right (such as patent, trademark or copyright), placed into circulation in one market, and then imported by an intermediary (parallel importer/trader) into a second market without the authorization of the local owner of the intellectual property right. [read post]
20 Mar 2007, 7:17 am
Lakhani, a now-71-year-old trader of Indian descent, was convicted of attempting to provide material support to terrorists and other offenses following a jury trial for his role in the attempted importation of shoulder-fired surface-to-air missiles. [read post]
24 Apr 2010, 7:10 pm
Henry Louis Gates writes in the New York Times that reparations discussion should include a focus on culpability of Black slave traders in Africa – a move which ultimately serves to weaken many reparations arguments. [read post]
7 Jan 2012, 12:35 pm
Cliff Popper, the South Florida trader and former Brookstreet Securities broker known for convincing retail investors to get to behind risky subprime mortgages and defrauding them of over $100 million, has died. [read post]
24 Oct 2018, 11:57 am
Wilkinson is the former British trader from Danske Bank’s Estonia office who uncovered a massive money-laundering scandal involving billions of dollars flowing out of Russia and other former Soviet states. [read post]
17 Mar 2009, 1:45 pm
Since the uptick rule's repeal in July 2007, said the senators, the abuse of naked short-selling, which is the selling of stock that the trader does not own, has added fuel to the fire of distressed stocks and markets. [read post]
26 Aug 2015, 8:28 am
Perhaps even more scary than contemplating going to jail for your recent Los Angeles DUI charge or facing the prospect of walking two miles to and from Trader Joe’s to get your groceries every week for the next year is the specter of having to confess the DUI to your boss. [read post]
13 Jun 2011, 7:26 am
First Derivatives Traders, Dkt. [read post]
