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2 Jun 2016, 1:10 am
Read more on GCC water projects: Kuwait Power and Water Projects to Take-Off Following Publication of PPP Regulations Kuwait Projects to Press Ahead Following PPP Law Publication Rise in Middle East IWPs as Demand for Water Increases The post Climate Change Further Threatens MENA Water Security appeared first on Al-Mirsal. [read post]
13 Jun 2018, 10:23 am
It is the first information sharing forum tailored to address the needs of central banks, regulators, and supervisors. [read post]
27 Jul 2023, 12:34 pm
The post Callable Certificates of Deposits (CDs) appeared first on The White Law Group. [read post]
15 Jul 2022, 9:07 am
Because banking and securities regulations are largely federal, federal prohibition slams the financial sector’s proverbial door in cannabis operators’ faces. [read post]
14 Jun 2012, 2:00 am
Registration was required within 120 days after the last day of the issuer’s first fiscal year ended on which it met both tests. [read post]
26 Feb 2017, 12:35 pm
National Australia Bank decision. [read post]
13 Apr 2015, 3:47 am
” A few weeks ago, the IMF published its FSAP review of the United States, covering banking, insurance and securities. [read post]
7 Aug 2013, 12:05 pm
Under the new policy, underwriters must not donate to school bond measures if they want to qualify for the treasurer’s list of investment banks and securities dealers eligible to sell county bonds. [read post]
26 Oct 2020, 2:13 pm
A copy of the complaint in the recently filed First American securities lawsuit can be found here. [read post]
6 Mar 2011, 5:54 am
Bank v. [read post]
30 May 2010, 9:30 am
It bought the securities from Wall Street firms, including Merrill Lynch (now owned by Bank of America), FTN Financial, a unit of First Horizon National Corp., and boutique financial-services firm Keefe, Bruyette & Woods Inc. [read post]
9 Jun 2022, 11:40 am
HE CAN BE REACHED AT 617-823-3217 OR AT JNEWMAN@NEWMANSHAPIRO.COM The post Securities and exchange commission files charges against hedge fund EIA All Weather Alpha Fund LP and owner Andrew Middlebrooks for false statements about the fund’s performance and assets appeared first on Newman & Shapiro. [read post]
3 Feb 2011, 1:05 pm
Never disclose your personal security details like account number, PIN, or security code to other people even if they claim to work for the bank. [read post]
30 Sep 2019, 10:30 am
The post Cetera to pay $185,000 to settle SEC charges appeared first on The White Law Group. [read post]
2 Dec 2011, 11:59 am
A year and a half ago, Sifma filed suit against the Securities and Exchange Commission over market data rules. [read post]
7 Apr 2015, 6:48 am
In the SEC’s first-ever enforcement action of this kind against a company, the SEC says that KBR’s employment agreements could have prevented whistleblowers from reporting suspected securities violations to the SEC. [read post]
11 May 2022, 9:01 pm
First, in November, new rules related to reporting of security-based swap data went into effect. [read post]
4 Sep 2009, 8:00 am
In the first half of 2009, 119 of these banks deferred dividend payments on these securities and 26 banks defaulted altogether. [read post]
19 Nov 2014, 3:07 pm
Following on the success of Tax Management and Corporate Practice Portfolios, the company is introducing the first “born digital” set of portfolios which are focused on banking.. [read post]
10 Aug 2012, 1:28 am
National Australia Bank presents significant obstacles for claimants who want to pursue securities claims against non-U.S. companies in the U.S courts, as the short sellers who tried to sue Porsche in the Southern District of New York found out—their prior federal court securities suit was dismissed on the basis of Morrison. [read post]
