Search for: "Securities Investor Protection Corporation"
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16 Mar 2010, 5:00 am
CORPORATE GOVERNANCE. [read post]
4 Oct 2022, 8:33 am
Keys needed to access the bitcoin are encrypted and stored offline where they were protected with layers of cryptographic and physical security, and are only accessible to a quorum of Elliptic’s directors. [read post]
19 Jan 2009, 5:19 am
We've blogged before about how years of corporate immunity in the financial world has led to disastrous results. [read post]
28 Jan 2008, 8:40 pm
Second, continuous information will be substantially strengthened, eliminating the bias the current regulatory framework has towards protecting primary market investors over protecting secondary market investors. [read post]
31 Jan 2017, 9:30 pm
Without independent checks, Velikonja writes, settlements are less likely to adequately protect the public interest and investors. [read post]
24 Jan 2009, 12:20 pm
These reflect a general orientation to re-dedicate the agency to its primary mission of investor protection. [read post]
5 Jan 2011, 6:59 am
The requirement is designed to protect investors from risking money on companies that say little about their operations and performance. [read post]
21 Mar 2017, 9:00 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Mar 2017, 7:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Sep 2024, 7:47 am
From our time together at the SEC, I know firsthand Andrew’s expertise in these areas, as well as his deep commitment to furthering accountability and protecting both investors and whistleblowers. [read post]
8 Mar 2011, 1:59 pm
In Pillsbury’s view, this requirement falls seriously short of both protecting and advancing the interests of investors in such funds. [read post]
27 Nov 2017, 7:35 am
Securities and Exchange Commission (“SEC”) to be protected. [read post]
3 Feb 2021, 8:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Nov 2009, 6:28 pm
According to a standard account, investors will not purchase, or at least not pay as much for, securities of firms incorporated in states that cater too excessively to management. [read post]
23 Aug 2011, 8:55 am
The Volcker rule is contained in Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
1 Jul 2016, 6:11 am
Securities & Exchange Commission, on Tuesday, June 28, 2016 Tags: Accounting, Accounting standards, Board composition, Boards of Directors, Disclosure, Diversity, Engagement,Environmental disclosure, ESG, Financial reporting, Investor protection, SEC, Securities regulation, Sustainability,Transparency Does the Market Value CEO Styles? [read post]
12 May 2015, 2:47 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Apr 2023, 5:16 am
Broad protections for whistleblowers under the nation’s securities laws make them a particularly appealing and powerful source of protection for workers. [read post]
25 Jul 2019, 11:47 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
16 Dec 2021, 10:30 am
These offers are often for less than 5 percent of a company’s stock, and they typically carry far fewer protections to investors than traditional tender offers. [read post]
