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31 Mar 2016, 5:05 pm
Frank Gehry began life as Frank Goldberg, a child of Jewish parents living in Toronto. [read post]
15 Feb 2013, 10:15 am
The proposed guidance is a balanced, measured approach, said the CFTC Chair, consistent with the cross-border provisions in Dodd-Frank and Congress’ recognition that risk easily crosses borders. [read post]
22 Aug 2013, 3:59 pm
The Dodd- Frank Act used a numeric threshold of $50 billion to subject all financial institutions, regardless of business lines or complexity, to enhanced regulatory assessment through the SIFI designation. [read post]
2 Sep 2010, 5:01 pm
The Dodd-Frank definition of retail customer does not exclude persons based on high-net worth status or any other indicia of market sophistication. [read post]
28 Nov 2011, 7:04 pm
JENNIFER RUBIN ON BARNEY FRANK: Good Riddance! [read post]
Supreme Court holds individuals must report to the SEC to qualify as whistleblowers under Dodd-Frank
24 Feb 2018, 1:17 pm
Dodd Frank’s anti-retaliation protections do not extend to employees who only report such concerns internally to their employer. [read post]
22 Nov 2016, 7:19 am
A Short Inquiry into Pe’ Sla: History, Public Policy, and Moral Imagination By Frank Pommersheim In 2012, several Lakota tribes, including Rosebud, Crow Creek, Standing Rock, and the Shakopee Mdewakanton Sioux of Minnesota purchased a 2,400 acre ranch on the open market. [read post]
10 Feb 2012, 3:02 pm
As a senior partner with Borden Ladner Gervais LLP and a Member of the Board of Directors and Past President of the Ontario Expropriation Association, Frank Sperduti has approximately 20 years of experience with Ontario’s expropriation legislation. [read post]
7 May 2008, 6:26 am
The defendant succeeding in making his "substantial preliminary showing" under Franks that the officer omitted significant facts from the affidavit that undermined the probable cause because of an apparently illegal entry into the curtilage to gain the information that made it into the application for the search warrant. [read post]
8 Feb 2011, 2:40 pm
The American Bankers Association and the state bankers associations sent a joint letter to the Senate and House urging Congress to stop the implementation of the Fed’s interchange proposal implementing the Durbin interchange amendment in the Dodd-Frank Act. [read post]
9 Jun 2011, 6:14 am
Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA) §954, 15 U.S.C. [read post]
13 Jan 2011, 7:25 am
Thus, the senators emphasized that it is critical that the CFTC fully execute these changes called for in Dodd-Frank. [read post]
2 Jun 2011, 4:22 pm
Despite the deadlines imposed by Congress in the Dodd-Frank Act, said the letter, it is clear that many members of Congress believe that the Commission should take any necessary additional time to solicit more feedback. [read post]
16 Aug 2009, 8:07 am
It's really part of a fetching gallery of photos by Frank Ockenfels, prepared to promote Mad Men Season 3, which premieres tonight on AMC. [read post]
16 Feb 2011, 2:00 am
Watch the video In enacting the Dodd-Frank Act, Congress significantly altered the regulatory landscape for hedge fund advisers by eliminating (effective July 21, 2011) the fewer-than-fifteen client exemption from registration pursuant to Section 203(b)(3) of the Investment Advisers Act of 1940. [read post]
6 Oct 2011, 9:23 am
Davis & Associates, as they take a look at banking laws after the so-called ‘Dodd-Frank reform,’ pending litigation relating to banking and try to examine this wave of dissatisfaction with our financial systems. [read post]
21 Jul 2011, 10:49 am
Related Posts: Dodd-Frank @ 1: Volcker Rule By The Numbers [read post]
18 Dec 2010, 2:31 pm
Frank and Rep. [read post]
23 Sep 2010, 6:48 pm
President Obama is expected to sign the legislation.Congress believes that the blanket FOIA exemption given to the SEC by Dodd-Frank was overbroad. [read post]
6 Oct 2009, 1:05 pm
That’s right, the child, fathered by Frank, was born over four years after Frank died! [read post]