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21 Jan 2022, 3:00 am
Abigail Spanberger first put forth legislation that would ban members of Congress from trading stock, a flurry of action in the Senate has injected some momentum into the proposal. [read post]
11 Jan 2007, 12:14 am
Former San Diego County Superior Court Judge Vincent DiFiglia, who retired in 2003, also violated a judicial canon by failing to disclose publicly that he had once worked for the defendant's counsel, the San Diego city attorney's office, the commission wrote.
Grasso Fulfilled Duty to New York Stock Exchange, His Lawyer Argues
New York Law Journal
Attorneys for former NYSE Chairman Richard A. [read post]
17 Dec 2021, 11:17 am
And they’re set up technologically differently than traditional stock exchanges. [read post]
17 Dec 2021, 11:17 am
And they’re set up technologically differently than traditional stock exchanges. [read post]
29 Jan 2020, 4:25 pm
The Company became the first Main Market Premium Listed legal business on the London Stock Exchange in March 2019. [read post]
3 Apr 2007, 7:17 am
[…] The company’s stock, which traded at $31.59 a share at the end of last year, was de-listed by the New York Stock Exchange in mid-March, and its shares closed down $1.55 on Friday to $1.66 in the over-the-counter market. [read post]
29 Jan 2024, 4:46 am
” The Court wrote that “New York courts typically find the purposes stated in a corporation’s certificate of incorporation relevant to a determination of what constitutes that corporation’s normal or usual course of business. [read post]
3 Feb 2021, 8:30 am
The new entity began trading on the New York Stock Exchange in June 2020, after a 2019 merger between four FS Investments entities. [read post]
19 Apr 2013, 9:00 am
As a result Johnson was essentially not paid at all for his tenure as Penney's CEO, given that he invested $50 million of his own money in the company and exchanged $107 million in Apple Computer stock for stock in J.C. [read post]
18 Jan 2007, 1:54 pm
Self-regulators are shrinking their role (as the National Association of Securities Dealers and New York Stock Exchange merge their regulatory units), and the Securities and Exchange Commission appears to be losing its regulatory power over financial advisors as well as over the sale of insurance policies and annuities which are nothing more than mutual funds with an "insurance wrapper". [read post]
9 Sep 2009, 4:00 am
For profit stock exchanges like the NYSE and Nasdaq would no doubt like to reduce the regulatory barriers to listing in the United States. [read post]
3 Dec 2020, 2:07 pm
Preska of the Southern District of New York dismissed the securities class action against the U.S. [read post]
5 Aug 2017, 10:35 am
The company plans to offer an undisclosed number of shares of common stock and list on the New York Stock Exchange under the ticker symbol NREF. [read post]
28 Dec 2008, 7:44 am
District Court for the Southern District of New York held that the hedge funds were the beneficial owners of over 10% of CSX shares for purposes of SEC Rule 13d-3(b) on account of the shares they directly held and the swaps they entered into. [read post]
18 Jun 2021, 12:44 pm
Under the new rules, there’s a risk that this company could be prevented from going public on the New York Stock Exchange due to the “defense and related material” [read post]
26 Aug 2012, 9:49 pm
In April 2012, Retail Properties of America was converted to a publicly traded New York Stock Exchange company from a non-traded REIT. [read post]
26 Aug 2012, 9:49 pm
In April 2012, Retail Properties of America was converted to a publicly traded New York Stock Exchange company from a non-traded REIT. [read post]
9 Apr 2012, 6:33 am
CCA is for-profit, and is publicly traded on the New York Stock Exchange. [read post]
26 Aug 2012, 9:49 pm
In April 2012, Retail Properties of America was converted to a publicly traded New York Stock Exchange company from a non-traded REIT. [read post]
17 Jan 2018, 1:55 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
