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21 Jul 2021, 12:49 pm by Rob Robinson
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
21 Jul 2021, 9:10 am by Bob Ambrogi
As I recently reported, Tabs3 and CosmoLex were acquired in March by ProfitSolv, the company formed last year by the private equity firm Lightyear Capital LLC. [read post]
Equally significant, the Ferra decision appears to apply retroactively, meaning that many California employers are likely to face a new wave of class actions and Private Attorneys General Act lawsuits alleging that their past practices did not comply with the Ferra standard. [read post]
19 Jul 2021, 3:20 pm by Eugene Volokh
  If the First Amendment were thought to be violated any time a private citizen's speech or writings were criticized by a government official, those officials might be virtually immobilized. [3.] [read post]
19 Jul 2021, 9:43 am by Venkat Balasubramani
In any event, he notes, even if courts were adequately positioned to second-guess Congressional judgment regarding what is a private right sufficient to confer access to courts, this is a “rather odd” case to say Congress went too far. [read post]
18 Jul 2021, 5:30 am by Kevin LaCroix
SRC-NI Holdings LLC is the Stable Road’s sponsor, having provided the SPAC’s initial capital. [read post]
16 Jul 2021, 12:39 pm by luiza
  The Fifth Circuit’s recent decision addressed two of those lawsuits brought by relator Health Choice Group, LLC, an NHCA shell company, against Eli Lilly and Bayer. [read post]
16 Jul 2021, 8:52 am by The White Law Group
” Medley has $2.9 billion of assets under management in one business development company, Sierra Income Corp. and several private investment vehicles. [read post]
16 Jul 2021, 7:25 am by Erica Blachman Hitchings
  Under this law, a private citizen (known as a “relator”) who suspects or knows of fraud against the government can act as a whistleblower. [read post]
16 Jul 2021, 7:08 am
FINRA Sanctions CCO/AMLCO Over Microcap Red Flags And Private Placement Disclosures  (BrokeAndBroker.com Blog)SEC Charges Retailer and Former CEO for Accounting, Reporting, and Control Failures (SEC Release)Manhattan Investment Fund Manager Sentenced To 5 Years In Prison For Securities Fraud And Misappropriation Scheme (DOJ Release)Colorado CEO and Fund Manager Arrested for $10 Million Securities Fraud Scheme (DOJ Release)SEC Awards Over $2.9 Million to WhistleblowerOrder Determining… [read post]
15 Jul 2021, 9:01 pm by Samuel Estreicher and Julian Ku
Although the government initially sought to limit the ATS to a jurisdictional grant only that did not itself authorize any private rights of action, the Court in Sosa v. [read post]
15 Jul 2021, 2:54 pm by Kevin LaCroix
”[10]   Fortunately for them and their organizations, event-driven securities class actions can be dismissed with prejudice with well-crafted risk disclosures that enforce the safe harbor provisions afforded by the Private Securities Litigation Reform Act. [read post]
15 Jul 2021, 10:45 am by Rubric Legal LLC
These matters tend to be deeply personal, and you may struggle with navigating these private issues. [read post]
14 Jul 2021, 2:23 pm by Kevin LaCroix
SRC-NI Holdings LLC is the SRAC’s sponsor, having provided the SPAC’s initial capital. [read post]