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10 Jun 2010, 2:34 am
Beck asks, with respect to the latter point, "Why should big, sophisticated investors like CalPERS have more redress under the law than small (and large) investors who buy securities in public offerings? [read post]
16 Jun 2024, 9:37 am
“I do think that Elon Musk is this singular figure,” said Renee Zaytsev, a corporate- and securities-law attorney at Boies Schiller Flexner. [read post]
29 Sep 2020, 6:43 am
” The article details how the brave actions of these 100 individuals have proven both the efficacy of the SEC Whistleblower Program and the importance of whistleblowers in protecting investors and fighting corporate fraud. [read post]
29 Jan 2014, 10:02 am
FINRA alleges that Diaz also converted $50,000 from a registered representative who worked with Diaz’s at National Securities Corporation (“National Securities”). [read post]
31 Jan 2019, 2:03 pm
In most cases of ransomware, the fact pattern is the same: Ransomware attackers break into a corporate system and encrypt, or lock-up, a corporate victim’s data. [read post]
24 Jun 2012, 10:07 pm
Crotty rejected the motion to dismiss of Goldman Sachs and three individual defendants in the securities class action lawsuit pertaining to the infamous “built to fail” Abacus CDO transaction and other ill-fated deals. [read post]
2 Aug 2021, 9:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
3 Feb 2008, 10:42 pm
However, Bainbridge notes that active investor involvement in corporations would disturb the very essence of practicality: "centralization of essentially non-reviewable decision-making authority in the board. [read post]
8 Jul 2022, 6:29 am
Cunningham (George Washington University), on Wednesday, July 6, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investor protection, SEC, SEC rulemaking, Securities regulation, Sustainability Hidden Agendas in Shareholder Voting Posted by Scott Hirst (Boston University), and Adriana Robertson (University of Chicago), on Wednesday, July 6, 2022 … [read post]
8 Jul 2022, 6:29 am
Cunningham (George Washington University), on Wednesday, July 6, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investor protection, SEC, SEC rulemaking, Securities regulation, Sustainability Hidden Agendas in Shareholder Voting Posted by Scott Hirst (Boston University), and Adriana Robertson (University of Chicago), on Wednesday, July 6, 2022 … [read post]
24 Sep 2008, 10:19 pm
" In providing updated guidance, the SEC hopes to encourage companies to continue to develop their web sites in compliance with the federal securities laws so that they can serve as effective information and analytical tools for investors. [read post]
17 Jul 2023, 9:01 pm
Yet the opinion essentially holds that sophisticated institutions get the protections of the securities laws, while ordinary investors do not. [read post]
15 Oct 2021, 5:42 am
Michelle Anderson noted that Chair Gensler is concerned whether SPAC investors, particularly retail investors, are appropriately protected in the current regime.Given the complexity of information in this area, staff is looking at:Are investors able to understand the cost of investing in SPACs? [read post]
22 Feb 2023, 5:45 am
The ethical problems are much graver, particularly when considering the extraordinary favoritism and protection that Trump while in office afforded the Crown Prince. [read post]
7 Nov 2008, 5:35 pm
Activist investors are looking forward to a change in leadership at the Securities and Exchange Commission. [read post]
14 Nov 2023, 9:01 pm
Using all the Enforcement Division’s Tools to Protect Investors and the Integrity of the Markets In fiscal year 2023, the SEC’s Division of Enforcement aggressively employed all of its tools to protect investors and promote market integrity. [read post]
19 Apr 2012, 12:29 pm
The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
22 Aug 2017, 1:29 pm
Nations within OBOR’s domain will increasingly focus on national security review of Chinese FDI. [read post]
4 Aug 2023, 11:04 am
In the petition for certiorari, Lemelson asks whether, absent proof of fraud or deception, the First Amendment protects a securities market participant from enforcement action for intentionally or recklessly making untrue statements or omissions of material fact while criticizing a public corporation. [read post]
20 Mar 2010, 7:31 am
Thus, a combined reading of the long cause tile and the definition given under the Section 3 of the Securities and Exchange Board of India Act, 1992 makes it clear that the Securities Exchange Board of India is a “body corporate having perpetual succession, common seal to protect the interests of investors in securities and to promote the development of and to regulate the securities market and for the matters connected … [read post]
