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16 Mar 2018, 6:08 am
Securities and Exchange Commission, on Thursday, March 15, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk management, Securities regulation, Transparency [read post]
16 Mar 2018, 1:00 am
FBI FBI Director Vows to Recognize Corporations That Suffer Data Breaches as Victims At the second annual Boston Conference on Cyber Security last Wednesday, FBI Director Christopher Wray urged private businesses to promptly alert the FBI after a cyberattack. [read post]
15 Mar 2018, 11:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Mar 2018, 12:46 am
Focus on Main Street Investor. [read post]
13 Mar 2018, 9:01 pm
The Labor Department, which enforces investor protections for ERISA-regulated pension funds, initiated the controversial Rule. [read post]
12 Mar 2018, 12:37 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Mar 2018, 12:42 am
Soon thereafter, companies began to step up both their processes for defending themselves against corporate attack, and their plans for incident response. [read post]
2 Mar 2018, 8:47 pm
If a company learns of a cybersecurity incident or risk that may be material to its investors, the SEC expects the company to take steps to prevent directors, officers and other corporate insiders aware of these matters from trading the company’s securities until investors have been appropriately informed about the incident or risk. [read post]
2 Mar 2018, 6:23 am
Proposed legislation introduced in the House on February 14 and the Senate on February 27 would require publicly traded companies to disclose the number and monetary value of settlements paid out as a result of sexual harassment and other discrimination claims against corporate officers based on race, religion, sex, national origin, genetic information, status as a service member, and other criteria to the Securities and Exchange Commission (SEC). [read post]
2 Mar 2018, 6:09 am
Securities and Exchange Commission, on Tuesday, February 27, 2018 Tags: Arbitration, Charter & bylaws, Class actions, Institutional Investors, Investor protection, IPOs, Retail investors, Securities Act, Securities litigation, Securities regulation, Settlements, Shareholder rights An Overview of U.S. [read post]
28 Feb 2018, 1:21 pm
Securities and Exchange Commission (“SEC”) issued cybersecurity disclosure guidance for public companies (“SEC Guidance”) that, according to SEC Chair Jay Clayton, “reinforces and expands” on the SEC Division of Corporation Finance’s prior guidance from 2011 (“Corp Fin Guidance” as we previously covered) regarding disclosure requirements under the federal securities laws and related policies and procedures. [read post]
27 Feb 2018, 4:40 pm
” Congress and the Supreme Court “have recognized the importance of private suits in helping to protect investors and deter wrongdoing. [read post]
24 Feb 2018, 12:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
23 Feb 2018, 6:14 am
Effective Sexual Misconduct Risk Management Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, February 16, 2018 Tags: Board composition, Board oversight, Boards of Directors, Corporate culture, Corporate Social Responsibility, Diversity, Executive Compensation, Incentives, Management, Misconduct, Risk management Perpetual Dual-Class Stock: The Case Against Corporate Royalty Posted… [read post]
22 Feb 2018, 1:54 pm
For instance, California’s Labor Code provides expansive protections to employees who have reason to believe that their employer is violating laws enacted to protect corporate shareholders, investors, employees and the general public (Labor Code 1102.5). [read post]
21 Feb 2018, 10:42 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Feb 2018, 6:21 am
Fox (Columbia Law School), on Friday, February 9, 2018 Tags: Adverse selection, Capital formation, Crowdfunding, Disclosure, Equity offerings, FAST Act, Investor protection, IPOs, JOBS Act, Liquidity, Registration exemptions, SEC, Securities regulation, Small firms, Solicitation The Enduring Allure and Perennial Pitfalls of Earnouts Posted by Gail Weinstein, Robert C. [read post]
15 Feb 2018, 9:30 pm
Securities and Exchange Commission oversight and disclosure rules. [read post]
15 Feb 2018, 4:41 pm
As part of these requirements, Covered Entities and their business associates must adopt, administer and enforce detailed policies and practices, assess, monitor and maintain the security of electronic protected health information (ePHI) and other protected health information, provide notices of privacy practices and breaches of “unsecured” ePHI, afford individuals that are the subject of protected health information certain rights and comply… [read post]
15 Feb 2018, 2:31 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
