Search for: "The Regulatory Review Staff"
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17 Feb 2017, 3:00 am
Traditionally, the Staff had to obtain the full SEC’s sign-off on a formal order before issuing subpoenas. [read post]
3 Dec 2010, 1:11 pm
The agenda of discussion items and staff presentations included: Safety Culture in the Offshore Drilling Industry; Regulatory Oversight; Environmental Review; Drilling in the Arctic; Oil Spill Response; Liability Caps and Financial Responsibility Draft Staff; Commission Presentation for Containment; Impacts and Assessment Presentation; and Long-Term Restoration Presentation. [read post]
19 Oct 2023, 9:40 am
Staff will also examine how broker dealers train their staff on things like protection of customer records and information and prevention of identity theft. [read post]
10 Jun 2025, 9:48 am
The FCC’s staff has the “delegated authority” to approve these routine actions with the staff actions becoming effective without need for the Commissioners’ approval. [read post]
17 Feb 2023, 9:16 am
, and a brief nod to statutory limits on the commission’s regulatory authority with regard to nonprofits, common carriers, and some other entities. [read post]
15 Sep 2021, 10:06 pm
Marlene Gebauer 0:25 Welcome to The Geek in Review, the podcast focused on innovative and creative ideas in the legal industry. [read post]
19 Sep 2019, 4:52 pm
You can also review OEHHA’s California Regulatory Notice Register Notices, which provide public notice of potential and new listings. [read post]
19 Sep 2019, 4:52 pm
You can also review OEHHA’s California Regulatory Notice Register Notices, which provide public notice of potential and new listings. [read post]
4 Jan 2012, 6:57 am
Establishing clear guidelines will allow clinicians and staff to participate in the online conversation without having to review individual posts on a regular basis with legal and regulatory advisors. [read post]
25 Jan 2023, 11:06 am
A Record of Prevention Importantly, while regulatory activities matter, they’re not what matters most. [read post]
28 Apr 2024, 8:35 am
Perhaps the biggest regulatory news of the past week came not from the FCC, but instead from the Federal Trade Commission. [read post]
14 May 2015, 6:12 pm
Company staff training curriculum and records, along with plans for re-training of
existing staff, new hire orientation, and ongoing training; c. [read post]
30 Jun 2015, 8:53 am
For example, if a staff member in charge of conducting investigations leaves the employer on short notice, the status of his or her open investigations should be reviewed and reassigned immediately and not allowed to languish unattended. [read post]
9 Oct 2018, 10:34 am
For example, if a staff member in charge of conducting investigations leaves the employer on short notice, the status of his or her open investigations should be reviewed and reassigned immediately and not allowed to languish unattended. [read post]
13 Jan 2011, 4:23 am
In the event that the SEC Enforcement Staff determines that the company has failed to comply with any of its obligations under the agreement (such as the obligation to cooperate), the Staff may then proceed with an enforcement recommendation to the Commission. [read post]
15 Oct 2012, 10:50 am
Rules Review The Texas Medical Board proposes to review Chapter 197, Emergency Medical Service, §§197.1 – 197.6. [read post]
8 Aug 2011, 1:25 pm
NFA staff remains available to assist CPO Members in meeting this filing requirement. [read post]
3 May 2016, 9:00 am
” The release was issued as part of the SEC’s Disclosure Effectiveness Initiative, a broad-based review of the requirements, presentation, and delivery of company disclosures, which began in 2013 with a staff report to Congress on how SEC disclosure and filing requirements could be updated and modernized. [read post]
25 Jan 2023, 1:33 pm
A Record of Prevention Importantly, while regulatory activities matter, they’re not what matters most. [read post]
19 May 2017, 8:09 am
The Changing Workplaces Review is Finally Coming! [read post]
