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20 Dec 2021, 11:56 am
The penalty is reportedly one of the first major enforcement actions brought under SEC Chair Gary Gensler, who has pledged to crack down on misconduct by Wall Street companies, according to Reuters. [read post]
19 Dec 2021, 4:59 am
The SEC under Chair Gary Gensler has now moved closer to the camp of the supporters, and on November 17, the SEC proposed new rule amendments that would eliminate the core elements of the new requirements imposed on proxy advisory firms in July 2020. [1] There will be a comment period on the proposal, and skirmishing in the courts, but the proposal seems destined to be adopted. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 5:46 am
Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 5:46 am
Securities and Exchange Commission, on Thursday, December 16, 2021 Tags: Capital allocation, Disclosure, Repurchases, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Buybacks Disclosure Proposal Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 5:35 am
As technology changes, it’s even more important that registrants ensure that their communications are appropriately recorded and are not conducted outside of official channels in order to avoid market oversight,” said SEC Chair Gary Gensler. [read post]
17 Dec 2021, 3:00 am
National/Federal A New Lawsuit Accuses the FEC of Failing to Investigate Russia’s ‘Coordination’ with the 2016 Trump Campaign Yahoo News – C. [read post]
16 Dec 2021, 2:33 pm
(Gary Sangha) The future work of a contract negotiation lawyer is rapidly changing. [read post]
16 Dec 2021, 12:00 pm
” Gary Desrosiers, a spokesman for Haiti’s national police, told the Washington Post on Thursday that the remaining members of the U.S. [read post]
16 Dec 2021, 11:15 am
Another notification proposal, the Cyber Incident Review and Reporting Act (S.2875), introduced by Senator Gary Peters (D-MI), the Chairman of the Senate Homeland Security and Governmental Affairs Committee, and the Committee’s Ranking Member, Senator Rob Portman (R-OH), would require owners and operators of critical infrastructure to report cybersecurity incidents within 72 hours. [read post]
16 Dec 2021, 8:03 am
Written by Taline Sahakian, Kris Soltes and Yo Shiina Edited by Gary J. [read post]
16 Dec 2021, 7:20 am
Below and Gary S. [read post]
16 Dec 2021, 6:49 am
The post GARY SHAW, ET AL. v. [read post]
16 Dec 2021, 6:07 am
Posted by Gary Gensler, U.S. [read post]
16 Dec 2021, 3:15 am
SEC Chair Gary Gensler mentioned that buybacks were on the SEC’s agenda when he discussed his desire to make changes to Rule 10b5-1, but the release notes that some of the disclosure proposals date back to the 2016 Reg S-K concept release. [read post]
15 Dec 2021, 9:23 am
But SPACs have also seen turbulence, with significant SEC enforcement actions, new accounting guidance that caused hundreds of SPACs to issue financial restatements, and remarks by SEC Chair Gary Gensler that SPACs might not be treating investors fairly. [read post]
15 Dec 2021, 8:07 am
“We’ve handled hundreds of cases of medical negligence, surgical mistakes, anesthesia errors, and failures to diagnose cancer,” explains partner Gary B. [read post]
14 Dec 2021, 9:21 am
Edited by Gary J. [read post]
14 Dec 2021, 7:20 am
Written by Alan Schwartz and Alysia Solow Edited by Gary J. [read post]
