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23 Dec 2008, 2:16 pm
"ATM images of a forgery and theft suspect were e- mailed to Steve Wilkins at the Pierce County, Wa., Sheriff's Department. [read post]
17 Feb 2016, 12:53 pm
Pierce, who retired Sept. 30, 2015. [read post]
13 Feb 2024, 7:49 pm
Speakers: Katie Pierce Farrier, Data Science Strategist, Region 3, Network of the National Library of Medicine, Christine Nieman, Data Education Librarian, Region 1, Network of the National Library of Medicine Learning outcomes: This webinar will cover the importance and relevance of health statistics in various contexts. [read post]
10 Mar 2015, 6:48 am
The Financial Industry Regulatory Authority (FINRA) has sanctioned broker Kwok Chiu (Chiu) concerning allegations that between March and June 2013, while associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), Chiu exercised discretionary power in two customer accounts with only oral authorization by making 162 transactions without obtaining prior written authorization from the customers. [read post]
17 Aug 2012, 1:47 pm
During the applicable period, from March 31, 2009 to August 13, 2009, he was registered with Merrill Lynch, Pierce, Fenner, & Smith, Inc. [read post]
5 Jun 2020, 4:11 pm
On June 4, 2020, the Financial Industry Regulatory Authority (“FINRA”) announced that it ordered Merrill Lynch, Pierce, Fenner & Smith Inc. to pay its customers more than $7.2 million in restitution and interest resulting from unnecessary sales charges and excess fees incurred by more than 13,000 Merrill Lynch accounts in connection with mutual fund transactions from 2011 to 2017. [read post]
20 Dec 2011, 9:08 am
I'll know we are really special when that happens.Not surprisingly, Pierce gets him right:He was always the most interesting of them, those Eastern European patriots who helped change the world in the late 1980's. [read post]
16 Jan 2019, 12:48 pm
Shakela Yashika Carter (CRD #4321231) is a former registered broker and investment advisor who was last employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Fort Lauderdale, FL. [read post]
20 Mar 2007, 10:19 am
Professor Mary Wong of Franklin Pierce Law Center is here today at the Berkman Center. [read post]
7 Jun 2017, 12:02 pm
Dana Pierce said. [read post]
25 May 2012, 8:42 am
Merrill Lynch Pierce Fenner & Smith Inc., Respondent. [read post]
6 Feb 2011, 8:26 pm
Mexican Mother and Mexican immigrant Father, living in neighboring Fort Pierce, Florida, have two Children together. [read post]
20 Jul 2007, 9:27 am
The government sought to pierce the attorney-client and attorney work product privileges on the ground that the client hoodwinked his lawyer into presenting a false explanation of the client's conduct. [read post]
15 Apr 2010, 4:01 pm
She suffered as a bone fragment managed to pierce through her skin. [read post]
22 Jun 2012, 7:48 am
The Financial Industry Regulatory Authority ("FINRA") announced that it has fined Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
24 Feb 2017, 6:10 am
The following is a guest post by Bryan Wheelock, Principal at Harness, Dickey & Pierce. [read post]
15 Oct 2012, 1:53 pm
On August 24, 1998, Enrique Vila entered the securities industry as a General Securities Representative of Merrill Lynch, Pierce, Fenner & Smith. [read post]
2 Mar 2009, 11:41 am
A teenage boy was seriously injured in a hit-and-run boating accident while he was kayaking on American Lake in Pierce County. [read post]
29 Aug 2017, 12:37 pm
The developer intended to build 17 luxury townhouse units Fort Pierce, Florida The trial court found the DEP’s denial constituted a taking. [read post]
19 Jan 2011, 1:47 pm
The Los Angeles train accident happened near where Pierce Street intersects with San Fernando Road, according to the Los Angeles Fire Department. [read post]
