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22 Feb 2016, 4:36 pm
It also provides for direct regulation of the stock exchanges and the participants in the secondary market, such as industry associations, brokers, and stock issuers.4 Perhaps the most enduring aspects of the 1934 Act, aside from the formation of the SEC, are the enhanced protections afforded to investors under sections 10(b) and 10(b)(5), which provide recourse for private investors who believe they have been defrauded. [read post]
15 Dec 2023, 3:00 am
Watkins’ LinkedIn page says it specializes in business and political consulting. [read post]
24 Feb 2023, 3:00 am
California – Family Business: Meet the legacy caucus in the California Legislature CalMatters – Ben Christopher | Published: 2/8/2023 Of the 120 state lawmakers in California, twelve have current or former members in their immediate family. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
13 Apr 2014, 8:59 am
In some sectors, intellectual property rights is the main asset of the business. [read post]
9 Nov 2009, 6:01 am
"There's an unwritten business plan," he says. [read post]
1 Sep 2014, 10:33 am
The version posted on the Office’s website at any given time should be consulted as the current official version. [read post]
17 Dec 2018, 8:05 am
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
3 Apr 2019, 10:00 am
The way it’s going to work is anyone who is seeking life‑ending medication, they’ve got to consult with two doctors who would need to agree that a patient has less than six months to live. [read post]
24 Feb 2018, 12:00 am
You may only do it once or twice across your lifetime. [read post]
24 Jul 2024, 6:27 am
Reg. 37,038, 37,038 (July 9, 1999); see also id. at 37,040 (“notification of proposed indictments and other significant events in the course of the investigation, with the resulting opportunity for consultation, is a critical part of the mechanism through which the Attorney General can discharge his or her responsibilities with respect to the investigation”). [read post]
10 Mar 2018, 12:00 am
They’re going to talk to us about shattering the myths that are associated with living with Alzheimer’s and how to treat that. [read post]
20 Mar 2019, 10:00 am
We’ve warmed it up a lot, and we’ve got that consistent with some other branding efforts that we’ve got going on in my business life. [read post]
22 Jul 2014, 7:00 am
To Primus, this case is not about making good business decisions, or about the facts and the law. [read post]
27 May 2009, 9:32 am
Foti now works at the law firm Kahn Gauthier Swick, LLC. [read post]
21 Jul 2014, 10:01 pm
To Primus, this case is not about making good business decisions, or about the facts and the law. [read post]
5 Dec 2008, 7:29 pm
Foti now works at the law firm Kahn Gauthier Swick, LLC. [read post]
5 Apr 2010, 9:57 am
Prior posts of interest Amicus Settlement Planning SEO Effort Results in Stub Toe With New York Insurance Law December 24, 2009What do 4structures.com, LLC and Forge Consulting Have in Common? [read post]
11 Mar 2022, 7:10 am
I’m a consultant with Berkeley research group. [read post]
