Search for: "DEFENDER SECURITY COMPANY"
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24 May 2019, 12:45 pm
A significant way that the Securities and Exchange Commission enforces federal securities laws is through levying fines on wrongdoers in the financial services industry. [read post]
11 Jan 2013, 8:09 am
Defenders of Pre-Check point out that it is voluntary. [read post]
31 Jan 2017, 7:38 am
S&P 500 Companies: Of companies in the S&P 500 at the beginning of 2016, about one in 12 companies (8.4%) was a defendant in a securities class action lawsuit during the year, compared to 2.6% in 2015 and the annual average during the period 2001-2015 of 5.5%. [read post]
17 May 2010, 2:08 am
In it last semiannual report, NERA reported that the SEC settled with 354 defendants in the first half of fiscal 2010, compared to 328 defendants in the second half of fiscal 2009 and 290 in the first half of 2009. [read post]
8 Mar 2022, 12:51 pm
Operating through their website, ROFX.net, each of the defendant companies were under the control of the defendants. [read post]
5 Mar 2012, 12:11 am
The plaintiffs further allege that after the companies’ share prices were inflated, the individual defendants unloaded their personal holdings in the companies’ securities for a substantial profit. [read post]
7 Feb 2024, 6:30 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934. [read post]
25 Jan 2018, 8:15 am
John Doe) the Plaintiff was working as a security guard when he noticed a shoplifter. [read post]
23 Sep 2021, 3:00 am
Here’s the intro: In an important development affirming the use of federal forum provisions (FFP) to avoid duplicative parallel state court securities lawsuits, a New York state court judge has granted the securities suit defendants’ motion to dismiss based on the FFP in the corporate defendant’s charter. [read post]
16 Feb 2021, 2:23 pm
One key difference was that the courts in Uber and Dropbox held the federal forum provision applied to Securities Act claims against all defendants, including underwriters, whereas the court in Restoration Robotics held that Securities Act claims against underwriters could not be dismissed based on an issuer’s federal forum provision. [read post]
5 Mar 2014, 9:48 am
His lawsuit named the two pranksters as defendants, as well as the company that provided the portable toilet and its manufacturer. [read post]
13 Apr 2020, 7:00 am
Prior to the initial public offerings, each of the companies adopted a Federal forum provision in its Certificate of Incorporation, requiring any claim under the Securities Act to be filed in Federal court. [read post]
15 Jul 2010, 2:20 am
Corporate Scienter: One of the recurring issues in securities litigation is the question of what is required to establish that the corporate defendant acted with scienter. [read post]
21 Mar 2019, 2:46 pm
The United States Securities and Exchange Commission (“SEC”) has filed charges Cardinal Energy Group, Inc. [read post]
15 Apr 2009, 11:23 am
In other words, each defendant sought to suppress evidence seized from their company because the search warrant was invalid. [read post]
15 Apr 2009, 11:23 am
In other words, each defendant sought to suppress evidence seized from their company because the search warrant was invalid. [read post]
30 Jan 2017, 8:07 pm
Can shareholders bring a claim for securities fraud when a corporate official violates the company’s code of conduct after publicly touting the business’s high standards for ethics and compliance? [read post]
2 Aug 2022, 5:01 am
Two of these laws—the Personal Information Protection Law and the Data Security Law—were not applied to the company’s practices until after CAC’s investigation into Didi began. [read post]
27 Feb 2011, 6:35 pm
The defendants are securities attorney Michael Simon Krome, Jonathan Randall Curshen, Robert Lloyd Weidenbaum, Ronald Salazar Morales, Izhack Zigdon, and Eric Ariav Weinbaum. [read post]
27 May 2008, 7:20 pm
(My current tally of companies named as defendants in auction rate securities lawsuits, which may be accessed here, now stands at 17.) [read post]
