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25 Mar 2021, 3:30 am
For those of us in large law firms, we understand that Practice Group Leaders have the following responsibilities: Develop a strategy for the Practice Group (PG) Advance the business development of the PG Ensure equitable distribution of work among the more junior PG attorneys Identify attorneys within the practice who are struggling and find mentoring and coaching opportunities for them Practice law at the same time For Lathrop GPM’s Intellectual Property Group, Kate Tompkins can do all of… [read post]
25 Mar 2021, 2:00 am
Hiring Plans by Industry Sectors, Regions, Metro Areas, and States Employers in all 12 U.S. industry sectors expect to add workers during the upcoming quarter: Leisure and hospitality (+27%),Transportation and utilities (+23%),Wholesale and retail trade (+22%),Nondurable goods manufacturing (+20%),Professional and business services (+19%),Durable goods manufacturing (+18%),Construction (+15%),Education and health services (+14%),Financial activities (+12%),Government… [read post]
25 Mar 2021, 2:00 am
In 2014, her position changed from enrollment director to financial services director. [read post]
24 Mar 2021, 8:33 am
This seems to be the era of mandatory due diligence, especially for Europe. [read post]
24 Mar 2021, 7:48 am
Shifting from a reactive to a proactive cyber deterrence posture will require integrating diplomatic, informational, military, financial, intelligence, and law enforcement tools, as well as coordination with the private sector and U.S. allies and partners. [read post]
22 Mar 2021, 2:00 am
The post 6 Steps for Employers to Get Ready for Cost Transparency appeared first on HR Daily Advisor. [read post]
19 Mar 2021, 11:00 am
Brokers across the world have been selling products from Northstar Financial Services (Bermuda). [read post]
18 Mar 2021, 1:52 pm
Qatalyst Partners acted as financial advisor to Relativity. [read post]
Customer Of UBS Brokers Mark Zeller and Scott Rosenberg Awarded Nearly $90K Over YES Strategy Losses
16 Mar 2021, 7:14 am
The award was for his unsuitability claim against UBS Financial Services. [read post]
15 Mar 2021, 7:47 am
Stockbrokers, financial advisors and other professionals frequently have insight into their clients financials and earn their trust. [read post]
15 Mar 2021, 7:13 am
Jason Poff (Jason Howell Poff CRD:# 18272) is a registered broker and investment advisor currently employed with Allstate Financial Services, LLC of Houston, TX. [read post]
15 Mar 2021, 2:27 am
Working as an analyst, in compliance and as a Financial Advisor has given him the full perspective on the operations of a financial firm. [read post]
11 Mar 2021, 8:30 am
FINRA Reportedly Bars Broker Mayur Dalal in connection with Alleged Outside Business Activities According to public records, the Financial Industry Regulatory Authority (FINRA) has barred financial advisor Mayur T. [read post]
11 Mar 2021, 8:30 am
FINRA Reportedly Bars Broker Mayur Dalal in connection with Alleged Outside Business Activities According to public records, the Financial Industry Regulatory Authority (FINRA) has barred financial advisor Mayur T. [read post]
10 Mar 2021, 1:44 pm
Warner has recently been associated with the following financial institutions: Chelsea Financial Services (2017 – 2019), Dominion Investor Services, Inc (2017), IFS Securities (2014 – 2017), NFP Advisor Services, LLC (2013 – 2014), and LPL Financial, LLC (2003 – 2013). [read post]
10 Mar 2021, 2:00 am
In an article for Entrepreneur, Boyd Bell notes that workers in small and midsize business roles ranging from call centers to financial services can move beyond rote, routine work to more rewarding tasks through automation. [read post]
9 Mar 2021, 2:31 pm
How to Recover Financial Losses When an investor suffers investment losses due to misconduct by a financial advisor or broker-dealer, the investor can file a securities arbitration claim against their financial advisor and/or broker-dealer to be compensated. [read post]
9 Mar 2021, 8:54 am
MSI Financial Services settled each of these claims for $680,000, $86,000, $1,190,000, and $975,000. [read post]
8 Mar 2021, 12:53 pm
Salomon Whitney Financial Lawrence Freedman Newbridge Securities Corporation Wells Fargo Clearing Services, LLC Ganesh Iyer Morgan Stanley LPL Financial LLC Carolyn Neale AXA Advisors, LLC UVest Financial Services Group, Inc. [read post]
8 Mar 2021, 12:37 pm
Jorge Guzman Pruco Securities, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Richard Ramos Wells Fargo Clearing Services LLC Curtis Smiley Primex Sandlapper Securities, LLC David Stateman Allstate Financial Services, LLC AXA Advisors, LLC Dwight Sulc B.B. [read post]
