Search for: "In Re Securities and Exchange Commission"
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15 May 2011, 12:32 pm
In response to these realities, the Federal Communications Commission is considering requiring robust disclosure by TV stations of the major donors of political ads; the Securities and Exchange Commission is considering requiring public corporations to disclose to stockholders their spending on politics, and the White House has drafted an executive order to require companies applying for federal contracts to disclose their spending on political campaigns. . . . [read post]
2 Aug 2007, 11:15 pm
" The Indenture requires that Landry's furnish to the Trustee-within the time periods specified by the Securities and Exchange Commission's (the "SEC" or the "Commission") rules and regulations-all quarterly and annual financial information required to be contained on Forms 10-Q, 10-K, and 8-K. [read post]
26 Sep 2024, 9:05 pm
Securities and Exchange Commission (SEC) ordered 11 financial firms to pay over $88 million in fines for “widespread recordkeeping failures. [read post]
29 Jul 2024, 2:27 pm
Douglas was a law professor at Yale, but later headed the Securities and Exchange Commission. [read post]
8 Sep 2015, 5:08 pm
According to reports, Noble, who took the proposed settlement under advisement, was also concerned about the scope of the releases the defendants received in exchange for modest consideration. [read post]
29 Jan 2019, 7:23 am
The Supreme Court has repeatedly affirmed and reaffirmed, most famously in Securities and Exchange Commission v. [read post]
10 Apr 2015, 7:33 am
“When you’re raising the money for yourself, it’s going into your own pocket – you’re more grateful to the donor,” said Robert Stern, the former top attorney at the Fair Political Practices Commission who helped write the Political Reform Act. [read post]
31 Oct 2010, 8:34 am
Absence of exchange control. [read post]
7 Jan 2021, 8:30 pm
The violations include soliciting money from property owners in exchange for a “pass” on certain inspections. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
16 Nov 2015, 5:35 am
Blankenship is charged with lying to investors and securities officials about Massey’s safety record, and conspiring to violate federal mine safety laws. [read post]
9 Sep 2022, 7:39 am
In Australia, it is common knowledge that the financial services regulator, the Australian Securities and Investment Commission (ASIC), was “worse than useless. [read post]
3 May 2016, 5:08 pm
The named plaintiffs allege that OPM failed to implement and maintain adequate cyber-security measures to protect the class members’ PII and PPI.[7] Regulatory Actions The Federal Trade Commission (“FTC”) has been the most active federal regulator policing corporate cyber-security practices. [read post]
20 Aug 2011, 9:21 pm
Bankruptcy Cases and Topics 10th BAP bars review of order under "law of the case" doctrine bec. 3 narrow grounds for departing from rule are absent. http://t.co/7knf9h6 D-TX: Dbtr's deposit to secure performance obligs didnt create an express, resulting or constr. trust favoring creditor. http://t.co/Tqc5iIu D-MA: Fee-only Ch 13 plans designed mainly to pay the filing atty's fees over time per se violates the good faith reqt. http://t.co/pPU96Wi … [read post]
28 Apr 2010, 4:58 am
In re August 1993 Grand Jury, 854 F.Supp. 1392 (U.S. [read post]
17 Dec 2021, 1:27 pm
Securities and Exchange Commission (SEC) is investigating a Tesla whistleblower’s allegations of misconduct at the company. [read post]
6 May 2016, 6:05 am
Court documents indicate the money came from a scheme Longmeyer had with MC Squared Consulting, which gave him kickbacks in exchange for help securing contracts with two insurers. [read post]
28 Feb 2011, 8:16 am
Mozilo, one can assume that its case would have been similar to the civil case brought earlier by the Securities and Exchange Commission. [read post]
25 May 2021, 8:04 am
In its 2021 report, the Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, noted that 26% of issuers adopted targets for the representation of women on their boards, and 4% adopted targets for the representation of women in executive officer positions. [read post]
27 Jul 2012, 11:23 am
fragmentation in IEL Chair: Marion Panizzon (University of Bern) Thomas Cottier (University of Bern) and Hannes Schloemann (WTI Advisors), Re? [read post]
