Search for: "In Re Securities and Exchange Commission"
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6 Nov 2013, 9:54 pm
The Securities and Exchange Commission’s (SEC) recently proposed rules on crowdfunding are sure to draw crowds. [read post]
27 Jan 2022, 9:03 pm
Securities and Exchange Commission (SEC) announced new proposed measures to change the reporting requirements for private equity firms and hedge funds. [read post]
17 Jun 2013, 2:12 pm
A housekeeping matter here, a housekeeping matter there—and we’re in recess until tomorrow. [read post]
5 Dec 2017, 11:00 am
So the British temporized; Parliament suspended the privilege as it applied to the Yankees in England but treated the Yanks held in America as prisoners subject to exchange. [read post]
2 May 2023, 4:45 pm
Under KOSA, could a platform be sued for displaying content about them—or about needle exchanges, naloxone, or other harm reduction techniques? [read post]
7 Sep 2015, 2:47 pm
Plaintiffs’ Data Breach-Related Securities Class Action Lawsuit Against Technology Service Company Providing Data Security Service to Company That Was Hacked: On August 5, 2015, as discussed here, a plaintiff shareholder filed a securities class action lawsuit in Santa Clara (California) Superior Court against MobileIron, Inc.; certain of its directors and officers; and its offering underwriters. [read post]
2 May 2018, 11:16 am
Uber surrendered the Chinese market in 2016, selling its UberChina division to Didi in exchange for a 20 percent stake and $1 billion in investment. [read post]
27 Aug 2015, 5:01 am
Specifically, the Securities & Exchange Commission made a statement about the federal interests involved in NASDAQ OMX that “strongly signal[ed] the substantial importance of the[] federal issues” at stake in the litigation. [read post]
5 May 2016, 7:46 am
It would also provide insight into whether companies are abusing arbitration or whether the process itself is fair.The proposed rules which the CFPB is seeking comment on would apply to most consumer financial products and services that the CFPB oversees, including those related to the core consumer financial markets that involve lending money, storing money, and moving or exchanging money. [read post]
28 Jan 2013, 9:14 am
You’re in the “cleared field,” in that event–so what gives? [read post]
25 Aug 2018, 1:00 am
Then, late last month, the Wall Street Journal also reported that four Wells Fargo advisors had sent a letter to the Justice Department and the SEC, which is the Securities and Exchange Commission, essentially detailing long‑standing problems. [read post]
21 May 2012, 10:06 am
” The board of directors and executives running Green Mountain Coffee Roasters (NASDAQ: GMCR) appear to want the Securities and Exchange Commission who is investigating the company, the Judge presiding over class action lawsuits alleging securities fraud, and investors to believe they are incredibly incompetent or grossly negligent, rather than admit to any deliberate wrongdoing. [read post]
5 Mar 2014, 9:13 am
(ii) Debt versus equity – This is the re-delegation that failed. [read post]
16 May 2023, 12:01 am
And so the interactions with disabled people, I think, would be much more welcoming and probably inviting to real, genuine human exchange. [read post]
6 May 2012, 9:17 am
I’m not sure what you’re asking, responds the judge. [read post]
3 Nov 2016, 9:30 pm
Securities and Exchange Commission (SEC) is investigating the bank—an investigation that comes in addition to ongoing investigations into the bank by the U.S. [read post]
16 Sep 2021, 9:03 pm
Securities and Exchange Commission should require companies to disclose their climate-related risks to investors. [read post]
13 Mar 2011, 4:24 pm
” But it is time for the courts to do a little “re-balancing. [read post]
6 Oct 2023, 10:08 am
Insurance: Secure a health insurance policy covering your entire stay in Panama. [read post]
17 Apr 2013, 3:38 am
Here’s David’s take: Early Due Diligence and Security for Payment—They’re Just as Crucial for Chinese Trying to Do Business in the West Okay, it’s in vogue in the Western media to warn readers to be suspect of Chinese pirates, hackers, thieves and other ne’er-do-wells, as if they (and their government) have a virtual monopoly on such practices. [read post]
