Search for: "JP" Results 1961 - 1980 of 2,857
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Mar 2008, 2:57 am
First, I've learned that, according to the Fed, the Bear deal isn't a thingy if JP Morgan (JPM) pays 2 bucks a share for stock that recently traded at 67, but it might be a thingy if it pays 10. [read post]
18 Jun 2019, 2:34 pm by ccollins
Aside from Windsor Street Capital, Aquino has been a registered representative at Spartan Capital Securities, John Carris Investments, John Thomas Financial, Rockwell Global Capital, National Securities Corporation, JP Turner & Company, Bank of America Investment Services, Avalon Partners, Inc., and four other firms. [read post]
History The first major regulatory action based on off-channel communications was announced in December 2021, when the SEC and CFTC fined JP Morgan $200 million based on widespread off-channel communications. [read post]
10 Nov 2009, 7:39 pm
But for big banks like JP Morgan Chase and Bank of America, a single regulator would be like a dream come true. [read post]
15 Jan 2023, 4:56 pm by Peter S. Lubin and Patrick Austermuehle
JP Morgan Chase made sure to express sympathy for Epstein’s victims and to agree that they deserve justice for the horrors they were forced to endure on Epstein’s private island. [read post]
18 Sep 2018, 6:19 am by ccollins
The SEC Order in the $1.5M Whistleblower Award (PDF) The SEC Order Granting Two Whistleblowers Over $54M (PDF) CFTC Announces Multiple Whistleblower Awards Totaling More than $45 Million, CFTC, August 2, 2018 More Blog Posts from SSEK Law Firm: Another Texas-Based Wells Fargo Broker is Barred by FINRA, September 12, 2018 FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers, September 11, 2018 Transamerica Entities to Pay $97M to Investors Over Flawed Investment… [read post]
10 Aug 2012, 3:13 pm
LIBOR Fraud May Be the Mother of All Bank Scandals, US News, July 23, 2012 Issuers' LIBOR-Related Disclosures Now Under SEC Scrutiny, Official Says, BNA/Bloomberg, August 7, 2012 SEC Division of Corporation Finance More Blog Posts: Barclays LIBOR Manipulation Scam Places Citigroup, Credit Suisse, Deutsche Bank, JP Morgan Chase, and UBS Under The Investigation Microscope, Institutional Investor Securities Blog, July 16, 2012 $1.2 Billion of MF Global Inc. [read post]
5 Jun 2008, 7:38 am
SCOTUS ruled much more narrowly (4-1-4, with JP Stevens, the one, siding with Scalia's faction) that a law allowing seizures of "proceeds" from illegal gambling applied only to profits, but not payouts for winning bets or employee wages. [read post]
5 Jul 2010, 8:13 am
Even in an interview with CNBC TV-18’s Moneycontrol.com, JP Chalasani, the CEO of Reliance Power did not provide any more detail on the deal and ratio details, but did raise the question about varied market perceptions Here are some excerpts from the Chalasani interview:Q: If you look at it from an asset point of view, how much do you think could be attributed to the Gas Supply Master Agreement (GSMA) itself when you were valuing RNRL and how much could have been attributed to the… [read post]
19 May 2022, 7:05 am by Ameet Sarpatwari
Brito JP, Deng Y, Ross JS, Choi NH, Graham DJ, Qiang Y, Rantou E, Wang Z, Zhao L, Shah ND, Lipska KJ. [read post]
30 Jun 2009, 7:04 am
  We received help along the way from five students from the Stanford Law School Supreme Court Litigation Clinic - David Schwartz, JP Schnapper-Casteras, Dan Matro, Rakesh Kilaru, and Martine Cicconi - as well as three students from our Supreme Court Litigation Class at Harvard Law School - Andrew Corkhill, Eric Nguyen, and Jane Wang. [read post]
1 Mar 2010, 7:44 pm by Kevin Funnell
Fannie and Freddie are the only game in town when it comes to loan purchases, while the GSEs need big loan originators like Wells Fargo, Bank of America, and JP Morgan Chase, so it can't afford to financially damage them or honk them off to the point that they get really creative and find a way to bypass Fannie and Freddie or simply say "screw it" and focus on something more profitable and less likely to involve the US Government changing the deal on them (again) after the… [read post]
29 Apr 2020, 11:29 am by doug
JP Morgan Chase wrote a decision that refused to allow the debtor a lien strip, but he picked apart the Dewsnup reasoning nevertheless. [read post]
3 Apr 2007, 3:28 pm
that is until the JP Morgan Aviation & Transportation conference on March 22, 2007 where CEO Bill Zolliers spoke to analysts about the upcoming year. [read post]
9 Sep 2008, 8:54 pm
JP Morgan Securities has estimated that banks worldwide will suffer an addition $200 billion of losses during this period. [read post]
1 Sep 2010, 7:51 am by Michelle Leder
Gatch, president and CEO of JP Morgan Funds noted in his President’s letter that “The U.S. economy has clearly entered a soft patch on its path to economic recovery. [read post]
13 Jul 2007, 12:08 am
Steve is in Hong Kong right now, about to begin a speech at JP Morgan on how to avoid China joint venture problems so I figure I will either have to wait a bit for an answer on this from him or just hope Dr. [read post]
13 Jan 2012, 5:49 pm
" JP Morgan Chase voluntarily left the RALs business in 2010, leaving only Republic Bank and River City Bank as the only local entities offering the high interest loans. [read post]
22 Sep 2008, 10:33 pm
Brown sold the undercover detective over $10,000 in counterfeit U.S. currency and over $15,000 in counterfeit American Express and Visa Travelers Cheques, JP Morgan Chase certified bank checks, United States Postal Service money orders and MoneyGrams co-branded with Wal-Mart, CVS/pharmacy and the American Automobile Association (AAA). [read post]