Search for: "SECURITIES CORP." Results 1961 - 1980 of 11,589
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16 Feb 2021, 10:37 am by Shigeki Sakamoto
The CCG was reorganized further into the Chinese People’s Armed Police Force Coast Guard Corps (中国人民武装警察部队海警总队) in 2018 and came under the command of the People’s Armed Police Force. [read post]
15 Feb 2021, 10:41 am by Kevin LaCroix
One issue I have been monitoring on this site recently is the apparent revival of claims against corporate directors and officers for breach of the duty of oversight. [read post]
15 Feb 2021, 7:31 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Thomas Duggan (Duggan), currently employed by Aegis Capital Corp. [read post]
14 Feb 2021, 8:57 am
One Army Corps estimate from December suggests that if no more work is done and no panels are taken down, taxpayers will still eat another $700 million on 'demobilization' fees.... [read post]
12 Feb 2021, 11:24 am
OFS Securities, Inc. and Oriental Financial Services Corp., Respondents (FINRA Arbitration Award)FINRA Fines and Suspends CCO / AMLCO For Structuring (BrokeAndBroker.com Blog)Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers (SEC Release)Statement of Commissioners Hester M. [read post]
11 Feb 2021, 10:12 am by Legal Aggregate
” Both Dominion and Smartmatic Corp. have now filed lawsuits totaling billions of dollars, claiming that their businesses have been severely damaged. [read post]
11 Feb 2021, 8:10 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
9 Feb 2021, 1:32 pm by Kevin LaCroix
Clover became a publicly traded company through a reverse triangular merger with Social Capital Hedosophia Holdings Corp. [read post]
9 Feb 2021, 3:03 am by Lynn Jokela
Yesterday, Corp Fin issued a sample comment letter for companies conducting securities offerings during times of extreme price volatility. [read post]
8 Feb 2021, 10:15 am by Renae Lloyd
  The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
8 Feb 2021, 9:21 am by David Hechler
” Especially right before the presidential election, when the government should be assuring citizens that voting will be safe and secure. [read post]
7 Feb 2021, 6:33 pm by Omar Ha-Redeye
Second, the right protected by the legislation is employment-specific; it seeks to secure equal treatment in employment, and sexual harassment is understood as a breach of the legislation because it has the effect of denying the victim equal treatment in her employment. [read post]
6 Feb 2021, 5:30 am by John P. Anderson
Commenters have likened the recent retail “meme” trading in stocks such as GameStop Corp. to buying a ticket on a roller coaster—“You don’t go on a roller coaster because you end up in a different place, you go on it... [read post]