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2 Dec 2024, 12:57 pm by Howard Bashman
“A Ninety-Nine-Year-Old Lawyer’s Final Case | ‘Frank’ | The New Yorker Documentary”: The New Yorker has posted this video on YouTube. [read post]
18 Jan 2011, 2:42 pm by Sabrina
Consumer Finance: Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain, GAO-11-235, January 18, 2011 Dodd-Frank Wall... [read post]
20 Jul 2010, 8:59 am by Jack J. Gravelle
Tomorrow, President Obama is expected to sign Congress’s financial regulatory reform bill known as the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Apr 2007, 6:54 am
Defendant's failure to raise his Franks challenge in the District Court made it subject to only plain error review on appeal. [read post]
19 Apr 2011, 11:50 am by James Hamilton
A report of the CFTC Inspector General requested by House Agriculture Committee Chair Frank Lucas (R-OK) found that the CFTC used a perilous cost-benefit methodology for the adoption of regulations implementing the derivatives provisions of Dodd-Frank. [read post]
8 Jan 2011, 12:01 pm by James Hamilton
Dodd-Frank may require many US and non-US private equity fund managers and advisers to register with the SEC by July of 2011. [read post]
28 Oct 2011, 8:47 am by Jenna Greene
The Office of Clearance and Settlement has been given significant new duties under the Dodd-Frank Act to oversee security-based swap data repositories. [read post]
The General Accountability Office (“GAO”) recently completed a study mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act of the risks and conflicts of interest associated with proprietary trading by U.S. banking institutions (the “Study”). [read post]
20 Jul 2010, 5:43 pm by Michelle Harner
Like many, I am skeptical that the Dodd-Frank Act accomplishes much of anything. [read post]
9 May 2013, 3:35 pm by James Hamilton
Barney Frank (D-Mass), Chair of the Financial Services Committee to get the bill passed in the House. [read post]
27 Jan 2015, 2:31 pm by James Hamilton
The House Agriculture Committee will conduct intense oversight of the regulatory implementation of the Dodd-Frank Act derivatives provisions. [read post]
28 Dec 2011, 12:17 pm by SECLaw Staff
The changes were made to conform the SEC’s definition of an “accredited investor” to the requirements of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act.SEC Adopts Net Worth Standard for Accredited Investors Under Dodd-Frank Act [read post]