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6 Jun 2012, 5:00 am
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
27 Jul 2022, 5:57 pm
Heritage Financial Consultants LLC announced that Stephen Merrill has re-joined the firm, primarily working with young professionals, entrepreneurs, families, and those approaching retirement. [read post]
28 Sep 2007, 11:27 am
Munich Re said in a statement on Friday that Merrill Lynch had informed it that as of Sept. 14 it held 11,122,923 voting [...] [read post]
14 Nov 2008, 3:01 pm
I think few people understand how we got in the mess we’re in. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
8 Aug 2011, 6:38 am
Auction-rate securities holders that purchased from Merrill Lynch are on a vendetta to get their $330 billion back, and they’re taking the battle to the courts. [read post]
3 Apr 2015, 10:41 am
Of course, we’re speculating here based on a news report and have no evidence of activities that would give rise to liability on the part of Thomas Buck or Merrill Lynch. [read post]
7 Apr 2009, 7:12 am
If you're a worker, never ever put a significant portion of your retirement money in company stock. [read post]
3 Apr 2015, 10:41 am
Of course, we’re speculating here based on a news report and have no evidence of activities that would give rise to liability on the part of Thomas Buck or Merrill Lynch. [read post]
11 Aug 2009, 2:42 pm
A less generous pay scale just wouldn’t do the trick, we’re told. [read post]
2 Nov 2015, 5:00 am
That opinion convinced Chancellor Parsons that he had incorrectly applied an enhanced Revlon standard of review instead of the proper business judgment rule standard to the claim against Zale directors (In re Zale Corporation Stockholders Litigation, October 29, 2015, Parsons, D.).Merger. [read post]
30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
16 Jun 2020, 6:21 am
Additionally, although Merrill Lynch had a system in place to determine re-purchases of funds within the same family for up to one week after a sale, that system was not reasonably designed since waivers and rebates were available for much longer periods, including up to one year in some instances. [read post]
2 Mar 2009, 7:45 am
In re: Merrill Lynch & Co., Inc. [read post]
20 Oct 2021, 7:03 am
Bartman opened in 2016 with Merrill Lynch, Pierce, Fenner & Smith, ... [read post]
19 Mar 2012, 11:07 am
The protesters dissembled the tents after a police warning, but then re-assembled one and sat inside it soon after. [read post]
30 Oct 2007, 10:00 am
O'Neal first cleaned out the Merrill executives who made the mistakes, and now he is taking the fall himself. [read post]
22 Feb 2017, 8:42 am
If you're gonna sue a big firm like Merrill Lynch, ya gotta think big. [read post]
31 Jul 2007, 6:23 pm
According to Catalini, this defamed him and caused him to be fired, his clients were then distributed to other brokers at Merrill and he found it "extremely difficult" to becoming re-employed in the securities industry. [read post]
