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12 Sep 2023, 9:01 pm by renholding
Congress also gave the Commission specific new authorities under the Investment Advisers Act of 1940 to prohibit or restrict advisers’ sales practices, conflicts, and compensation schemes.[15] This built upon our existing authorities to regulate advisers with respect to their books and records as well as with respect to fraudulent, deceptive, or manipulative practices, among others.[16] The final rule was adjusted in multiple ways based on public feedback on the proposal.[17]… [read post]
9 Aug 2023, 9:01 pm by renholding
Further, while US regulators initially signaled that capital levels would not be materially impacted by the Endgame Standard, the Capital Proposal is now expected to increase common equity Tier 1 (“CET1”) capital by around 16% for banking organizations subject to the Capital Proposal.4 As discussed below in more detail, most importantly, the Capital Proposal would: Replace the advanced approaches for credit risk with an “expanded” standardized approach that is a more… [read post]
7 Aug 2023, 8:25 pm by Greg Lambert
Links Mention: ⁠Trellis Releases ‘Law Firm Intelligence’ Providing Insights into Major US Law Firms for the First Time ⁠ ⁠Law Firm Intelligence by Trellis⁠ Listen on mobile platforms:  ⁠Apple Podcasts⁠ |  ⁠Spotify⁠ Contact Us:… [read post]
1 Aug 2023, 4:28 pm by Keith Szeliga and Emily Theriault
The DCAM encourages open communication between the audit team and the contractor.[2] Most DCAA audits include an entrance conference, one or more interim conferences, and an exit conference.[3] The DCAM provides guidance regarding the types of issues the audit team should address with the contractor during each stage of the audit.[4] The DCAM instructs auditors to conduct an entrance conference with the contractor’s designated representatives at the start of each audit assignment.[5] At… [read post]
18 Jul 2023, 4:01 am by Greg Lambert
Greg Lambert 4:33 Yeah, like I said, I was super impressed with the makeup of what Zena called the trifecta. [read post]
28 Jun 2023, 5:49 pm by Keith Szeliga and Emily Theriault
MRDs provide supplemental audit guidance that may be incorporated into the DCAM simultaneously or at a later date.[32] Open MRDs supersede earlier DCAM sections.[33] Audit Programs provide a roadmap for most types of audits. [read post]
19 Jun 2023, 5:26 am by centerforartlaw
”[14] Even though punishment was one of the incentives to invade Benin City, the British army subsidiarily targeted the royal treasures to sell them to finance the invasion.[15] The British military looted about 3.000 valuable bronze and ivory works of art and subsequently auctioned them or gave them to museums.[16] Despite Nigeria – including the city of Benin – becoming independent, this invasion has resulted in the scattering of the Benin Bronzes all over the world, in… [read post]
19 Jun 2023, 4:52 am by centerforartlaw
”[16] The second project was anticipated to generate approximately $1.5 million in cryptocurrency proceeds.[17] Now, they each face 20 years in prison.[18] This landmark case in the NFT space has drawn the attention of the authorities, so it could set the tone for future cases and regulations in the space. [read post]
9 Jun 2023, 9:07 am by Bill Marler
, Stx1, Stx2, Stx2c), and acts like the plant toxin ricin by inhibiting protein synthesis in endothelial and other cells. [16]   Endothelial cells line the interior surface of blood vessels and are known to be extremely sensitive to E. coliO157:H7, which is cytotoxigenic to these cells. [16] In addition to Shiga toxin, E. coli O157:H7 produces numerous other putative virulence factors, including proteins which aid in the attachment and… [read post]
4 Jun 2023, 5:58 pm by Bill Marler
 [16] Ready-to-eats foods have been found to be a notable and consistent source of Listeria. [14, 21] For example, a research-study done by the Listeria Study Group found that Listeria monocytogenes grew from at least one food specimen in the refrigerators of  64% of persons with a confirmed Listeria infection (79 of 123 patients), and in 11% of more than 2000 food specimens collected in the study. [21] Moreover, 33% of refrigerators (26 of 79) contained foods that… [read post]