Search for: "ACTIVE STOCK FUND E"
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27 Oct 2023, 9:25 pm
When the SFC formulated its regulatory approach to virtual assets (VAs) in 2018, it imposed an overarching “professional investors (PIs) only” restriction on various types of VA-related activity, including in respect of the distribution of VA funds. [read post]
23 Oct 2020, 6:09 am
Related research from the Program on Corporate Governance includes The Long-Term Effects of Hedge Fund Activism by Lucian Bebchuk, Alon Brav, and Wei Jiang (discussed on the Forum here); Can We Do Better by Ordinary Investors? [read post]
2 Mar 2012, 5:38 am
This article was originally published in the February 2012 edition of Current Developments in Securities Laws by Michael E. [read post]
22 Jul 2014, 7:00 am
Discala (Discala), Marc E. [read post]
31 Jan 2023, 9:05 pm
E. (2001). [read post]
1 Apr 2020, 6:10 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
17 Sep 2014, 7:05 pm
This Press Release from the Norwegian Sovereign Wealth Fund Global:Today, the Council on Ethics for the Norwegian Government Pension Fund Global has published three recommendations regarding Repsol S.A. and Reliance Industries. [read post]
3 Dec 2019, 9:22 am
QSBS is stock that meets the following requirements: issued by a U.S. [read post]
31 Mar 2020, 1:50 pm
This data on examinations and enforcement actions does not fully capture the range of SEC activity. [read post]
24 Mar 2017, 8:46 am
She noted TPP Annex 17-E and 9-H and the Canada -EU FTA (investment review decisions excluded from investor-State dispute settlement). [read post]
1 Mar 2014, 8:31 am
Andrew E. [read post]
5 Oct 2009, 6:58 pm
Bruce E. [read post]
15 Dec 2016, 1:02 am
This may exacerbate the potentially conflicted position of the venture fund designee whose fund holds preferred stock. [read post]
17 Mar 2021, 9:57 am
One of the tips is “[b]e aware of the potential for market manipulation on online platforms. [read post]
19 Mar 2017, 8:58 am
Paul Rose, Frank E. and Virginia H. [read post]
24 Oct 2022, 6:30 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
6 Nov 2013, 7:42 am
A leveraged Exchange Traded Fund (non-traditional or leveraged ETFs) is a security that employs debt, or leverage, in order to amplify the returns of an underlying stock position. [read post]
22 Oct 2022, 6:31 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
18 Jan 2013, 2:03 pm
SEC Wins Summary Judgment Against Matrix Holdings For Fraudulent Investment Schemes Francis E. [read post]
25 Sep 2021, 11:13 am
He denies the allegations On nearly 3,000 occasions, Polevikov allegedly bought or sold a stock on the same side of the market as his employers before his employers executed trades in the same stock for their fund clients and would close his positions the same day as he opened them, capitalizing on the price movement caused by his employers’ large trades. [read post]
