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11 May 2019, 11:47 am by MOTP
 Based on the card-member agreement, Capital One's extension of credit on Houle's account, Houle's usage of the credit card and failure to pay on the account in accordance with the terms of the agreement, and Capital One's resulting damages, we conclude that Capital One satisfied each element of its breach of contract cause of action and, if necessary for the account-stated cause of action, conclude or reasonably infer that Houle agreed to pay a… [read post]
26 Mar 2022, 6:01 am
Opportunities is an affiliate of hedge fund Alden Global Capital LLC, which is in the midst of a hostile takeover bid for Lee. [read post]
30 Sep 2009, 3:00 am
Dave Paulukaitis, a Managing Director with Mainstay Capital Markets Consultants, Inc. in Atlanta attended last week's Atlanta BD/IA Continuity Group meeting hosted by KPMG. [read post]
20 Jan 2019, 11:07 am by admin
Heafner was registered with Taylor Capital Management Inc. in Charlotte, North Carolina from March 28, 2011 until January 22, 2018, FINRA states. [read post]
31 Aug 2015, 2:47 pm by Ben Vernia
On August 28, the Department of Justice announced that EDF Resources Capital, Inc., and its CEO have agreed to pay a total of $6 million to settle civil charges that the company maintained inadequate loss reserves for a Small Business Administration lending program, in violation of the False Claims Act. [read post]
The United States is now responding to China’s technological advancement by, for instance, limiting exports of critical technologies to China and refusing to permit Chinese companies to invest in critical technologies in the United States. [read post]
6 Sep 2012, 8:06 am by David Jensen
Stephen Dunn of LifeTech Capital said,  “We are reiterating our strong speculative buy with a price target of $4.50 as StemCells Inc. continues to distinguishing themselves as one of the most advanced players in the stem cell space. [read post]
28 Oct 2019, 3:43 am by Franklin C. McRoberts
Generally, “whether an officer is entitled to advancement is determined in a summary proceeding, while the right to indemnification is delayed until the conclusion of the matter” (Ficus Investments, Inc. v Private Capital Mgt., LLC, 61 AD3d 1 [1st Dept 2009]). [read post]
2 Dec 2011, 1:27 pm by Harrison
He also noted that only one of the cases that Yale has worked on necessitated his testimony in arbitration (many settled in advance of arbitration) and in that case a $1.2 million award was ordered to be given to an investor by Securities America Inc. and a broker. [read post]
18 Jan 2019, 3:47 pm by Richard A. Friedman
This means that companies must commit to pricing terms at least 20 days in advance of the offering which may be difficult due to the volatility in the markets. [read post]
21 Apr 2021, 12:30 pm by Silver Law Group
German Law Center on behalf of Texas company Global Resource Inc., for allegedly keeping $178,000 that was supposed to be used to pay for several international purchases. [read post]
4 Nov 2016, 11:19 am by Andrea Brewer
Mundoro Capital Inc., 2012 BCSC 1090, our Special Situations team was counsel to the company in the proxy battle that established the advance notice policy in Canada. [read post]
4 Apr 2024, 4:35 am
[Section 2(d) refusal to register INNOVENTURE IOWA for “Venture capital financing and advisory services in the fields of bioscience, advanced manufacturing and information technology," in view of the registered marks TGH INNOVENTURES and TAMPA GENERAL HOSPITAL INNOVENTURES, for "Financial services, namely, providing venture capital, development capital, and investment funding in the field of healthcare. [read post]
30 Jul 2012, 11:06 am
Pao serves on the boards of start-ups Flipboard Inc., Lehigh Technologies Inc. and Datameer Inc. [read post]