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5 May 2023, 12:33 pm
SEC Charges ND Advisory Firm Classic Asset Management and Advisor with Unsuitable Leveraged ETFs According to an announcement on May 4, 2023, the SEC ordered Classic Asset Management, a North Dakota investment advisory firm, and one of its advisors to pay $933,341 in monetary sanctions for misusing leveraged exchange-traded funds in client accounts. [read post]
13 May 2022, 4:44 am
Manager-managed LLCs can be run either by one or some of the LLC members, or by an external manager or managers. [read post]
11 Sep 2020, 2:36 pm
District Court for the District of New Jersey against defendants RRBB Asset Management, LLC and Carl S. [read post]
24 Nov 2015, 12:15 pm
The post LLCs for Estate Planning and Asset Protection, Part I appeared first on Indiana Business Law Blog. [read post]
6 Jun 2012, 10:54 am
Miami-based Quantek Asset Management LLC ("QAM") has settled claims by the Securities and Exchange Commission ("SEC") that it falsely represented that its managers had personally invested in the Quantek Opportunity Fund ("Quantek Fund"). [read post]
2 Aug 2011, 3:22 pm
Bjork, Select Asset Fund I, LLC, Select Asset Prime Index Fund, LLC, the J. [read post]
13 Jan 2023, 10:00 am
When one or more owners – also referred to as “members” – form an LLC, these members can protect their personal assets from being used to satisfy business debts. [read post]
18 Aug 2011, 11:29 am
Bjork, Select Asset Fund I, LLC, Select Asset Prime Index Fund, LLC, the J. [read post]
1 Oct 2007, 9:14 am
Because my client is the non-member manager of the LLC's...he can buy, sell and trade assets. [read post]
21 Jun 2022, 4:07 am
One benefit of those higher costs is that you have a greater ability to manage the assets in an LLC. [read post]
23 Dec 2015, 1:02 pm
On December 15, 2015, the Securities and Exchange Commission (“SEC”) filed a Complaint and Jury Demand (the “Complaint”), alleging fraud charges against Atlantic Asset Management LLC (“AAM”), an investment advisory firm in Stamford, Connecticut, which is believed to have invested more than $43 million of its clients’ funds into bonds with secret financial connections to BFG Socially Responsible Investments Ltd. [read post]
28 Jun 2021, 3:10 am
Managing Members Accused of Breaching Fiduciary Duty By Acquiring LLC’s Mortgage Loan We now turn to a case of alleged self-dealing of a different kind, also involving a single-asset realty holding LLC. [read post]
25 Oct 2010, 5:55 am
The Sunbiz form requires that you name at least one LLC manger and that you designate that manager as either “mgr” or “mgrm. [read post]
19 Oct 2023, 12:28 pm
Did You Invest In Nanban Ventures, LLC, Or One Of Its Subsidiaries? [read post]
21 Oct 2015, 11:58 am
How can an LLC exist without members or, more specifically, members who have the power to manage the LLC. [read post]
21 Oct 2015, 11:58 am
How can an LLC exist without members or, more specifically, members who have the power to manage the LLC. [read post]
21 Oct 2015, 11:58 am
How can an LLC exist without members or, more specifically, members who have the power to manage the LLC. [read post]
5 Jul 2021, 4:05 pm
The Delaware Court of Chancery recently explained under what circumstances dual claims will be allowed to proceed for both breach of fiduciary duty and breach of contract in the context of the manager of an LLC allegedly using LLC assets for his personal benefit in a manner not shared by all the other LLC members. [read post]
5 Aug 2022, 2:23 pm
To avoid incidental commingling, members often delegate record-keeping responsibilities of the LLC and all series to one manager. [read post]
1 Nov 2011, 7:30 am
Members of an LLC should consult an experienced attorney to ensure that their personal assets are not at risk. [read post]
