Search for: "AUSTIN INVESTMENT FUND LLC"
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8 Apr 2022, 2:05 am
Regulatory Affairs, Managed Funds Association (Washington, DC) Corporate Counsel, LS Power (Saint Louis, MO) Sr. [read post]
16 Nov 2023, 9:04 am
In the process the SEC seeks to freeze assets to prevent losses of funds that are later returned to investors. [read post]
10 Dec 2021, 4:59 am
Birdthistle (Chicago-Kent College of Law) and Quinn Curtis (University of Virginia), on Monday, December 6, 2021 Tags: Conflicts of interest, DOL, ERISA, Fiduciary rule, Institutional Investors, Investment advisers, Investor protection, Mutual funds, Prudence, Retirement plans, Securities regulation U.S. [read post]
7 Jun 2019, 6:09 am
Securities & Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation The Past and Present of Mutual Fund Fee Regulation Posted by Quinn Curtis (University of Virginia), on Thursday, June 6, 2019 Tags: Asset management, Fiduciary duties, Fund… [read post]
8 Nov 2019, 5:55 am
Colosimo, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, November 2, 2019 Tags: Board independence, Business judgment rule, Controlling shareholders, Delaware cases, Delaware law, Executive Compensation, Fairness review, MFW, Pay for performance, Shareholder suits, Tesla 2019 Annual Corporate Governance Review Posted by Brigid Rosati, Hannah Orowitz, and Rajeev Kumar, Georgeson LLC, on Saturday, November 2,… [read post]
7 Jan 2022, 5:52 am
Daniel, and Barbara Niederkofler, Akin Gump Strauss Hauer & Feld LLP, on Sunday, January 2, 2022 Tags: Institutional Investors, Investment advisers, Mutual funds, Private funds, SEC, SEC enforcement, Securities enforcement, Securities regulation Enron’s Contribution to the Vitality of Corporate Compliance Posted by Michael W. [read post]
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
3 Apr 2020, 6:03 am
Securities and Exchange Commission, on Saturday, March 28, 2020 Tags: Broker-dealers, COVID-19, Disclosure, Engagement, FSOC, Investment advisers, Investor protection, SEC, Securities regulation, Systemic risk, Virtual meetings Non-U.S. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Friday, February 11, 2022 Tags: Beneficial owners, Disclosure, Institutional Investors, Schedule 13D, Schedule 13G, SEC, SEC rulemaking, Securities regulation SEC Proposes Cybersecurity Rules for Registered Investment Advisers and Funds Posted by John F. [read post]
22 Dec 2009, 5:26 am
Much of the money was used to fund a last-minute campaign blitz—another violation of Texas law. [read post]
3 Dec 2009, 12:33 am
Associates LLC v. [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards of… [read post]
22 Jan 2019, 11:31 am
During her 1L summer, she worked as a litigation clerk for the Animal Legal Defense Fund. [read post]
1 Jul 2016, 6:11 am
Jacobs, Sidley Austin LLP, on Tuesday, June 28, 2016 Tags: Appraisal rights, Arbitrage, Buyouts, Delaware cases, Delaware law, DGCL, Hedge funds, In re Appraisal of Dell,Merger litigation, Mergers & acquisitions, Shareholder voting, Transkaryotic Brexit: What Does the Vote Mean for Business? [read post]
11 Sep 2020, 6:14 am
Narayan, and Ram Sachs, Wachtell, Lipton, Rosen & Katz, on Saturday, September 5, 2020 Tags: Accredited investors, Capital formation, FINRA, Institutional Investors, Investment Company Act, Investor protection, Private funds, SEC, SEC rulemaking Delaware Chancery Court Clarifies the “Ab Initio” Requirement Posted by Jason Halper, Nathan Bull, and Sara Bussiere, Cadwalader, Wickersham & Taft LLP,… [read post]
10 Jul 2020, 5:58 am
Rubinfeld (NYU), on Friday, July 3, 2020 Tags: Asset management, Common ownership, Firm performance, Index funds, Institutional Investors, Ownership An Analysis of the Supreme Court’s Decision in Liu v. [read post]
19 May 2017, 12:23 pm
LLC v. [read post]
6 Aug 2020, 1:55 pm
Then a day or so after the check is deposited, the scammer advises the attorney that the deal has been terminated, and the funds are requested to be returned by the attorney to the scammer. [read post]
